Are you interested in separately managed accounts, registered funds or alternative investments, like hedge funds or real assets? Or some or all of them? Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Maybe you are familiar with operational risk control? Would you enjoy providing guidance and advice to the business, designing and running controls, interpreting and implementing regulatory change, conducting testing, surveillance and monitoring reviews, and challenging the status quo? Are you collegial, control minded, diligent and a rigorous thinker?

We are looking for an Asset Management compliance and operational risk control officer to:

• Support UBS Asset Management's separately managed accounts, registered funds and alternatives business areas in the Americas.
• Assist with the periodic review and update of compliance policies, procedures and processes of our funds and investment advisers.
• Conduct periodic, rules-based compliance monitoring, testing and reporting.
• Perform ongoing regulatory change analyses and tracking.
• Assist with the preparation and submission of various SEC and CFTC / NFA regulatory filings.
• Perform ongoing Code of Ethics reviews and approvals; provide Code of Ethics support.
• Contribute to analyses and enhancements of the operational risk taxonomy and control framework.
• Engage with central compliance teams and asset management global counterparties.
• Act as a compliance resource for the business.
• Support other periodic and ad-hoc compliance initiatives.

Detailed salary information:
• New York, Chicago: the salary range for this role is $176000 to $229000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.