About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Major Duties:
Conducts analyst reviews of trades, e-comms and audio
Performs 1st Level reviews of trades, e-comms and audio potential escalations
Offers suggestions for enhancements to connection points with either program as or if needed
Assists in creating monthly, quarterly, annual reports and other relevant reports to the surveillance process
Manages and updates content Manila Compliance Surveillance SharePoint site.
Maintains high standards of written and verbal communications, ensuring attention to detail in all cases
Completes all assigned tasks using effective time management by setting priorities and consistently meeting deadlines
Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
Works within standardized procedures and practices to achieve objectives and meet deadlines
Knowledge:
Requires ability to communicate in a clear, concise and effective manner (verbal and written)
Requires knowledge in Financial Institution Regulatory and Compliance
Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
Requires knowledge of Asset Management, Institutional trades, FX, derivatives, securities lending, transition management and brokerage trade surveillance
Displays confidence and expertise to advise management and the business
Applies earned experience in providing compliance advisory/consultancy and operational support
Requires proactivity and minimal supervision
Deals effectively with different personalities to address competing deadlines
Applies general knowledge of business developed through education or past experience
Exchanges straightforward information, asks questions and checks for understanding
Experience:
Accountable for own contributions
A College or University degree and/or relevant proven work experience is required
At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent
Experience as an SME in offshore banking and financial services team/s
Any relevant financial certifications is preferred
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.
We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.