United Kingdom
22 days ago
Asset Management Operations Regulatory Reporting Vice President

Join our dynamic team! In this pivotal role, you'll lead the charge in implementing and enhancing regulatory reporting processes, ensuring compliance and driving innovation.

As an Asset Management Operations Regulatory Reporting Vice President within the Asset Management Regulatory Reporting team you will be responsible for leading the implementation of BAU reporting processes, staying updated with the ever-changing regulatory reporting agenda, and driving process improvement, governance, and control. You will collaborate with various stakeholders such as other Operations & Client Service teams, Technology, Brokers, Vendors, Industry Associations and Compliance. 

Job responsibilities

Acts as the Subject Matter Expert (SME) and lead for regulatory reporting to deliver on all ongoing reporting requirementsUnderstands and interprets upcoming regulations impacting the team and develops solution operating models to support themLeads change management initiatives for new or amended regulations, ensuring smooth transitions and minimal disruption to operationsEstablishes and maintains a robust governance framework for regulatory reporting operationsConducts regular reviews/audits of reporting processes to identify and mitigate risks and ensures effective controls are in place to prevent errors and ensure data integrityDevelops and implements policies and procedures to enhance the control environment and ensures compliance with regulatory standardsManages relationships with internal stakeholders and with external industry bodies, clients, vendors, and regulators as appropriateIdentifies opportunities for process enhancements and automation to improve efficiency and accuracy in regulatory reportingMentors and guides team members, providing support to ensure high performanceDevelops and enhances control frameworks to ensure robust oversight of regulatory reporting processesBuilds out and maintains comprehensive documentation of controls and processes to support audit and regulatory reviews

Required qualifications, capabilities, and skills:

Significant relevant work experience with extensive regulatory exposureProven ability to manage large projects and multiple stakeholdersAbility to own and manage concurrent assignments effectively and efficientlyProven ability to problem solve and drive efficiencyExcellent analytical, problem-solving, time management, interpersonal, and communication skillsTeam player and adaptable to a changing environmentAbility to influence people, lead discussions, and troubleshoot issuesStrong controls mindset with experience in developing and implementing control frameworks

Preferred qualifications, capabilities, and skills:

A proficient understanding of Regulatory Transaction Reporting & US Regulatory reportingPrevious Asset Management backgroundKnowledge of regulatory vendors’ systems
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