This role is for an experienced audit professional to join the Technology Audit Team.

Job Summary: 

As a Asset and Wealth Management (AWM) Technology Audit Associate within the AWM technology organization, you will assist with ongoing risk assessment, control identification, audit execution, and continuous monitoring activities. Collaborating closely with the Line of Business Audit team, you will ensure consistent coverage of the Asset and Wealth Management business. Your role requires knowledge of various technologies, operating systems, databases, network components, and the investment management business, along with the audit and risk skills necessary to effectively lead global audits.

Job responsibilities

Participate in global technology and integrated audit engagements including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure. Effectively contribute during audit engagements including performing timely reviews and providing constructive feedback. Be accountable for meeting deliverable deadlines, adhering to department and professional standards and utilizing consistent methodology. Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls. Build and maintain relationships with technology stakeholders, establishing a culture of engagement while adding value. Coordinate proactively with the Global Corporate Sector auditors and Line of Business Audit teams. 

Required qualifications, capabilities and skills:

At least 7 years internal/external auditing experience. Bachelor’s degree (or relevant financial services experience) required.Must have demonstrated knowledge of technology processes, such as change management, security operations, technology operations, and business resiliency, as well as application and infrastructure controls.Must have knowledge of the investment management lifecycle.Proven ability to be able to multi task, complete projects on time and on budget, and adjust to changing priorities. Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness. Proficiency in risk analysis and report preparation, proven ability and desire to learn quickly, be flexible and think strategically and ability to lead audits and manage participating team members.Ability to build strong partnerships across the technology and business teams, multitask and  execute audit activities with minimal supervisionExcellent verbal and written communication skills, enthusiastic, self-motivated, willing to take personal responsibility/accountability.