Position Summary:
Provide legal support to Cboe’s U.S. options and equities exchanges regulated by the SEC, including managing regulatory filings, working closely with and advising business and regulatory staff, providing legal guidance and advice on numerous issues, with a focus on those related to Cboe’s market data and access services and options business lines and otherwise advising the business team overseeing the U.S. options and equities business lines as needed.
Duties and Responsibilities:
Perform a combination of the following functions. Particular day-to-day functions may vary among certain of the following functions depending upon priorities at that time.
Review and draft rules and rule filings to the Securities and Exchange Commission to explain the purpose and basis of those rulesAdvise and provide legal support to business on regulatory matters, including the timing and likelihood of rule filing approvalsPrepare complex comment letters, act as liaison between business and SEC in negotiating filings, and respond to inquiries from SEC staffResearch complex, multi-dimensional issues and provide written memoranda related to the legal issues pertaining to the services provided by the company and provide analysis and recommendations based on that researchResponsible for steering any rule changes through internal corporate and external regulators’ review & approval processesCounsel management by identifying issues, conducting research, and drafting documents Work with foreign legal counsel to obtain guidance regarding managing and promoting such venues in foreign jurisdictions. Review regulatory and informational publicationsProvide legal counsel to the Company in connection with regulatory exams, inspections, and other matters Handle a number of other general legal matters. Assist with various legal projects across the Legal Division and perform other duties as assigned.Qualifications:
Bachelor's Degree and Juris Doctorate required (from an accredited institution)Member of applicable state barMinimum of 8-10 years of experience as a practicing attorney (preferably at a U.S. securities exchange, the SEC, or a U.S. broker-dealer), with a specialty related to securities exchange regulations, and/or other securities regulatory matters or related fields of law preferred
Knowledge, Skills, and Abilities:
Ability to effectively communicate both orally and in writing and to effectively interact with internal and external contacts.Experience in drafting exchange rule filings, in addressing exchange registration and regulatory matters is preferred.Strong attention to detail and the ability to articulate complex concepts with the level of detail that is necessary for various regulatory filings and other written communications.Ability to work independently and to work cooperatively in group situations; offer assistance and support to co-workers; balance team and individual responsibilities; exhibit objectivity and openness to others' views; give and welcome feedbackMust be politically aware and able to develop business-led solutions while driving the risk management agendaAbility to effectively evaluate regulatory requirements, understand their impact on the business, and develop creative solutionsHighly motivated, strategic, detail-oriented with the ability to pro-actively organize a heavy workload and demonstrate excellent analytical abilitiesWhy Join Cboe?
At Cboe, you’ll work in a dynamic environment where each team member is empowered to make an impact. We prioritize professional growth and diversity, encouraging our people to pursue ideas, challenge the status quo, and build their futures alongside Cboe’s global mission. We are committed to providing the resources, mentorship, and opportunities you need to advance your career in financial design.
If you’re excited about contributing to the next generation of financial platforms, let’s shape the future together.
Benefits and Perks
We value the total wellbeing of our people – including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer:
Fair and competitive salary and incentive compensation packages with an upside for overachievementGenerous paid time off, including vacation, personal days, sick days and annual community service daysFlexible, hybrid work environment, where you choose where and how you workHealth, dental and vision benefits, including access to telemedicine and mental health services2:1 401(k) match, up to 8% match immediately upon hireDiscounted Employee Stock Purchase PlanTax Savings Accounts for health, dependent and transportationEmployee referral bonus programVolunteer opportunities to help you give back to your communitiesSome of our employees’ favorite benefits and perks include:
Complimentary lunch, snacks and coffee in any Cboe officePaid Tuition assistance and education opportunitiesGenerous charitable giving company matchPaid parental leave and fertility benefitsOn-site gyms and discounts to other fitness centersMore About Cboe Global Markets
We’re reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We celebrate the diversity in our communities, inside and out, and welcome new perspectives with equity, inclusion and belonging.
We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.
Learn more about life at Cboe on our website and LinkedIn.
Equal Employment Opportunity
We're proud to be an equal opportunity employer - and celebrate our employees’ differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status.
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US Geographic Differentials:
110%: Austin TX, Chicago IL, Denver CO, San Diego CA
115%: Los Angeles CA, Seattle WA
120%: Boston MA, Washington DC
125%: New York City NY
130%: San Francisco CA
Within the range, individual pay is determined by a number of factors, including, but not limited to, work location, job-related skills, experience, and relevant education or training. In addition to base pay, our total rewards program includes an annual variable pay program and benefits including healthcare (medical, dental and vision), 401 (k) with a generous company match, life and disability insurance, paid time off, market-leading tuition assistance, and much more! Your recruiter will provide more details about the total compensation package, including variable pay and benefits, during the hiring process. For further information on our total rewards program, visit TOTAL REWARDS @CBOE.
Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.