Assistant Manager, Global Periodic and Regulatory Refresh Requisition ID: 218443 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose:** The Assistant Manager, Global Periodic and Regulatory Refresh performs KYC periodic refresh on existing Scotiabank GBM clients. **Is this role right for you? In this role, you will:** + Refresh data and documentation for existing clients on an ongoing basis per periodic reviews cycle in accordance with firm’s policies, standards and procedures + Support KYC/AML, facilitating the refresh of Global GBM clients in an efficient, compliant, and client-centric manner + Interacting with bankers and relationship managers to obtain required information + Conduct follow up with internal partners to ensure timely actions on those cases that require their input + Update firm systems and databases with information / documentation obtained from clients + Handle inquiries and ad hoc requests from internal clients including Compliance where required + Produce high quality error free work independently on a timely basis with at expected throughput rates + Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner + Understand and keep abreast with regulatory/ tax requirements for clients in KYC + Identify potential areas of improvement and respond to change e.g. regulation change, new business and/or technology projects + Assist manager(s) in providing status updates to management on a regular basis to create transparency and to reduce risks + Demonstrates strong leadership skills with the ability to effectively manage multiple analysts and oversees various projects simultaneously + Support in any activities required for refresh of the Global GBM clients **Do you have the skills that will enable you to succeed in this role? – We’d love to work with you if you have:** + 1 to 3 years’ direct industry experience in Capital Markets and Corporate/Investment Banking, having covered multiple product areas. An undergraduate and/or graduate degree in Finance, Business, Economics, or a related discipline is required + The incumbent must have experience in and knowledge of current and expected future regulatory frameworks impacting client onboarding in Canada/UK/Ireland/APAC/CB/SBS and US – namely, KYC / AML, FATCA and G20 OTC derivative reform + Prior experience of working on applications such as World Check, Fenergo, etc. + The position requires business acumen, judgment, critical thinking and time management skills. The incumbent should possess strong interpersonal, communication and negotiation skills in order to build consensus and obtain co-operation from clients, colleagues, and senior management + A good understanding of the capital markets business is necessary. The incumbent must have broad knowledge of the end-to-end workflows among the Front, Middle, and Back Offices + The international scope of the business, together with the multiplicity of stakeholders, may require work outside of traditional business hours from time to time + Demonstrate teamwork, collaboration, responsiveness, accountability, and ownership, with a preference for candidates who have previous management experience + Quick learning ability to understand policies, procedures, systems, process and controls + Compliance knowledge applicable to the Financial Services industry, including relevant professional certification on AML/CFT, e.g., ACAMS Certificate **Interested?** At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That is why we work to grow and diversify talent and engage employees in a performance-oriented culture. **What's in it for you?** Scotiabank wants you to be able to bring your best self to work – and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs. Location(s): Canada : Ontario : Toronto Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, pleaseclick here (https://www.scotiabank.com/careers/en/careers/technical-support-for-applicants.html) . Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.