Officer, Regulatory Compliance Services

Hong Kong

Mon - Fri, 9am - 6pm

Hybrid

 

The position 

Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based in Hong Kong provides top quality services to our clients, specifically on-boarding process and provision of FATCA/CRS services across different jurisdictions.

 

Your responsibilities

Perform AML/CTF and follow up with investor on required KYC documents including FATCA/CRS related forms/information Prepare investor KYC pack and update the checklist/system  Perform FATCA/CRS Indicia and documentation review and carry out the validation and reasonableness check Assist to prepare FATCA/AEOI files and arrange respective reporting before regulatory deadline Ensure effective communication with clients and investors on KYC related matters  Escalate issues/potential issues to the Line Manager on a timely manner Ensure strict compliance with Intertrust internal procedures and guidelines as well as the regulatory requirements

 

Your profile

Degree holder in Law, Accounting, Finance, Economics or related discipline Minimum 3 years of experience in client onboarding and investor services  Candidate with more experience will be considered as Assistant Manager, Regulatory Compliance Services  Understanding of Know Your Customer ("KYC") or with Transfer Agency background is preferred Proficiency in Microsoft Office suite, with emphasis on Excel skills Excellent in both written and spoken English and Chinese, with conversational Mandarin Independent, multi-tasking, meticulous, pro-active, attentive to details, self-motivated Able to adapt in new challenges and with excellent communication skills