Associated Compliance Specialist

London

Hybrid

Monday to Friday 9:00 am to 6:00 pm

CSC® is the world’s leading provider of business, legal, tax, and digital brand services to companies around the globe. Our clients include many of the Fortune 500, FTSE100, CAC 40, and DAX 30 companies. 

The Capital Markets Europe team is a division that provides our institutional clients with a comprehensive range of specialized debt and capital markets administration services. 

Day to day responsibilities will focus on supporting the Compliance team on a second line of defense role; the Compliance team provides guidance to the first line on customer onboarding, KYC and analyzing and reporting suspicious activity and financial crime. The ideal candidate is highly motivated with a background in Client Onboarding and who is extremely customer and team focused This junior level role would suit an ambitious, energetic person keen to progress further in a dynamic, rapidly-growing business.

Some of the things you will be doing: 

Be the first point of contact with the day-to-day tasks and obligations linked to Know Your Customer (KYC) review processes in a second line of defense role. Extract reports from the clients software, analyze data, monitoring performance and escalate relevant notifications on the KYC portal to the compliance team. Updating internal database to track deadlines to conduct mandatory client reviews according to risk levels. Support the business when high risk factors are escalated to the second line for further guidance  for(PEPs, sanctions and adverse media screening) following a risk-based approach. Dealing with general compliance administration tasks. Assist the Compliance team with other financial crime related tasks and projects as required. Liaising with colleagues across Europe, Asia and US.

 

What technical skills, experience and qualifications do you need?

Obtained a university degree  Some experience with capital markets and/or compliance would be preferable At least 1 year experience with KYC requirements for clients’ identification and verification Familiarity with different types of corporate, partnership and trust entities Ability to handle a high volume of tasks while maintaining attention to detail and prioritizing, as necessary. Strong organizational and time management skills. Conscientious and diligent.  Ability to communicate with all levels of the firm professionally and tactfully. Professional, friendly demeanor. Enthusiastic, self-motivated and flexible. Proficient in MS Word, Excel, PowerPoint

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