Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS?

We’re looking for a Compliance Expert / Auditor to:

• identify and evaluate the design and operating effectiveness of controls in the Market Conduct space, including Trade Surveillance, Electronic communication surveillance, and Information Barrier surveillance
• highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately
• meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
• where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers.
• successfully collaborate with peers in and across audit teams
• build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management