Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them.

Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself.

The Audit and Quality Assurance Specialist is responsible for execution of operational audits, consulting engagements, and other projects as needed to ensure teams are in compliance with regulatory requirements, and department and corporate policies and procedures. Determine audit steps in collaboration with the manager, review and evaluate current processes and procedures for efficiencies and effectiveness for changes in test plans, document work papers, and evaluate, communicate and draft audit findings and recommendations.

What you will do

Assist in the design and scope of the audit program and testing stepsPerform inquiry, observation, and testing, utilizing experience and professional skepticismDocument work papers in a clear and concise manner and in accordance with departmental standardsDraft audit findings and recommendations in a clear and concise manner and in accordance with departmental standardsWork on multiple and complex issues where analysis of data requires an in-depth evaluation of variable factors.Analyze reporting to highlight trends and anomalies warranting further detail review

What you will bring

Bachelor's degree or equivalent industry experienceDemonstrates good judgment in selecting methods and techniques for obtaining solutionsAble to multi-task, prioritize, and problem-solve effectivelyStrong analytical and critical thinking skillsProficient knowledge of Microsoft Office Suite (Word, Excel, PowerPoint, Outlook)Comprehensive knowledge of the business, the internal record keeping system and products/servicesFINRA fingerprinting required upon hire

What will set you apart

2 - 3 years of audit or equivalent experience in auditWide ranging experience, using professional concepts and company objectives to resolve complex issues in creative waysStrong customer service skills, along with excellent interpersonal, verbal and written communication skills

***Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.***

What we offer you

We offer an array of diverse and inclusive benefits regardless of where you are in your career. We believe that providing our employees with the means to lead healthy balanced lives results in the best possible work performance.

Medical, dental, vision and life insuranceRetirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineupTuition reimbursement up to $5,250/yearBusiness-casual environment that includes the option to wear jeansGenerous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar yearPaid volunteer time — 16 hours per calendar yearLeave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)Business Resource Groups (BRGs) - internal networks that rally around common interest, experiences and identities such as race, ethnicity, gender, ability, military status and sexual orientation. BRGs play a vital role in educating and engaging our people and advancing our business priorities.

Base Salary Range

$64,300.00 - $90,850.00

The salary range above shows the typical minimum to maximum base salary range for this position in the location listed. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation offered may vary from posted hiring range based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.

Equal opportunity employer •  Drug-free workplace

We are an equal opportunity employer with a commitment to diversity.  All individuals, regardless of personal characteristics, are encouraged to apply.  All qualified applicants will receive consideration for employment without regard to age (40 and over), race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law. 

***For remote and hybrid positions you will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption. You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet. Other necessary computer equipment, will be provided. You may be required to work in the office if you do not have an adequate home work environment and the required internet connection.***

Job Posting End Date at 12:01 am on:

02-13-2025

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