Regulatory & Practice Review Senior Associate 

 As a Regulatory & Practice Review Senior Associate you will support various inspections for the Regulatory and Practice review group- all with the resources, environment and support to help you excel. 

Your day-to-day may include: 

Supporting regulatory, peer review, and internal inspections, as well as pre-issuance review teams during preparation, execution, and conclusion of the inspections and reviews Performing administrative tasks, such as setting up inspection and review sites for upcoming reviews, as well as closing down upon conclusion Serving as a resource to field administrative questions from audit teams under inspection or review Project managing and responding to regulatory requests  Brainstorming ideas for process improvements on the team and across the firm Communicating and interacting with members across the firm Responding to internal legal requests/ preservation holds Building your technical and professional skills through formal training  Other duties as assigned 

 

You have the following technical skills, qualifications and abilities: 

Bachelor’s degree in accounting, economics, finance, mathematics, or related disciplines  Value teamwork, are agile and know the power of building strong relationships  Have strong organizational and time management skills  Ability to work well independently, as well as within a team spread across multiple locations Must have proficiency in Microsoft Office, including Excel, Word, and PowerPoint Are curious about or have exposure to automation and digitization tools that will increase efficiency, experience with Smartsheet helpful, but not required Can travel as needed (Travel expectation: 15%)  Excellent verbal and written communication skills  Ability to adhere to strict confidentiality  Ability to work additional hours as needed