Description
Summary:
The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst II is responsible for supporting institutional broker dealer operations including collateral management, asset movement, trade settlement, municipal bond underwriting, regulatory reporting, and Equity Capital Markets. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.
Duties & Responsibilities:
Provide operational support for To Be Announced (TBA) securities including monitoring ongoing collateral requirements, trade settlement, and asset movementsProvide operational support for municipal bond underwritingProvide operational support for Equity Capital Markets deals, such as Buybacks and ATMsSupport DVP trade settlement process for unmatched trades/trade rejectsReconcile and validate MSRB and TRACE regulatory trade reportingComplete assigned regulatory trade reportingPrepares procedures and job aide, ad hoc reports requested within business lineWork with audit or risk colleagues to provide information and test internal controlsAssist in the training of new colleagues on any/all functions; performs quality checks on completed workPerforms other duties as assigned
Basic Qualifications:
High School Diploma or Equivalent1or more years of brokerage/investment operations or comparable experienceMust be able to obtain FINRA SIE and Series 99 within 6 months of hire
Preferred Qualifications:
Collaborate with team members to ensure accurate and timely securities trade and settlement processingResolve operational or trading issues by coordinating with other departments and external partiesComplete in-depth investigations for all trade exceptions, both internally and with a clearing firm, to create timely resolutionsMonitor failed trades and work with counter parties to reduce failed tradesExperience working with mortgage products, including TBA and PoolsMonitor life cycle of MBS SecuritiesOversee successful settlement of DTCC, FICC and Fedwire tradesManage daily margin activity and collateral exchangeExperience with regulatory trade reporting2+ years of experience in securities operations, trade processing or settlementsKnowledge of securities regulations, compliance, and industry standards.Ability to manage multiple priorities in a fast-paced environment; adaptive to changeAbility to create and foster strong partnerships with business partners and work well in a team environmentFINRA SIE and Series 7Detail oriented with strong organizational skills
#LI-Hybrid
Exempt Status: (Yes = not eligible for overtime pay) (No = eligible for overtime pay)
No
Workplace Type:
Hybrid
Huntington is an equal opportunity and affirmative action employer and is committed to providing equal employment opportunities for all regardless of race, color, religion, sex, national origin, age, disability, sexual orientation, veteran status, gender identity and expression, genetic information, or any other basis protected by local, state, or federal law.
Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.
Agency Statement: Huntington does not accept solicitation from Third Party Recruiters for any position
This employer will not sponsor applicants for the following work visas: F-1 student, H-1B worker, O-1 worker, TN worker, E-3 worker. Applicants must be currently authorized to work in the United States on a full-time basis.