As a Trading Services Analyst in Brokerage Operations team, you'll be responsible for performing trade lifecycle management including account opening, trade confirmation, clearing & settlement, client services as well as control reconciliations to support the business activities of the Equities Brokerage business.
Job Responsibilities:
· Trade lifecycle management
· Assist in cash and position reconciliation with custodian banks
· Conduct daily clearing and managing alerts with Trading & Sales
· Management of settlement activities
· Controls and reconciliation covering valuation, cash and confirmation processes
· Trade exceptions monitoring and booking
· Client query handling
· Providing key MIS to management and business stakeholders
· Continuous project work involving process improvement, system implementation and new product rollouts
· Liaise with stock exchanges, clearing houses, custodian banks and local third party depository banks
· Regulatory reporting including interfacing with China regulators / authorities where required
Required qualifications, capabilities, and skills
· At least 2 years’ experience working in the financial industry
· Ability to analyze and document complex business processes
· Fluency in spoken and written Chinese and English
· Understanding of Equity and/or Fixed Income products and trade flows
· Knowledge and experience with China regulators a plus
· Excellent problem solving skills to identify, understand and address operational and technical issues
· Excellent verbal and written communication skills and the ability to interact professionally with a diverse group including senior executives, managers and subject matter experts
· Exceptional attention to detail
· A self-motivated individual, able to deliver with minimal supervision whilst working effectively in a team
· Strong proficiency with MS Office and the ability to pick up complex systems architecture easily
· Possess SAC license (or any other licenses / qualifications as required) for carrying out securities and other regulated activities