Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do you know how to evaluate risks in a challenging and fast paced environment? We are looking for someone like that who can:
• act as a compliance subject-matter expert for the Futures and OTC Derivatives Clearing business within the Investment Bank (IB)
• understand the business, key risks, regulations, and technology impacting the business
• establish, maintain, and review policies, procedures and controls reasonably designed to comply with laws, rules, regulations, and industry standards
• actively participate in governance forums, committees, or new business initiatives
• engage the business daily to challenge, educate and guide on compliance, conduct and operational risks, including supporting the business in maintaining high standards of culture and behavior
• work closely with colleagues in Legal and Group Compliance, Regulatory & Governance (GCRG) on regulatory changes, risk assessments, monitoring and surveillance, testing, training and regulatory engagement
• ensure compliance risk frameworks are designed well and operating effectively

Detailed Salary Information by city(ies):
• New York: the salary range for this role is $176000 to $229000

The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.