Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Client Lifecycle Management Associate - CN GPB CLM NFR UTILITY.
Principal responsibilities
Responsible for GPB CDD (Customer Due Diligence) QA for HBCN GPB Customers, to ensure the adherence to LoBP requirement on QA sampling and quality assurance review requirement. Work with BFCR/FC/GPB CLM QA team and other compliance functions for CDD, AML, FATCA, CRS and Sanctions LoBP, undertaking QA for CDD process in accordance with the HSBC Global Standard and the relevant laws and local policies, processes procedures. To provide support to the team so that GSC CLM QC team is performed in an efficient, accurate and professional manner, and in accordance to relevant policiesAct as a GPB CDD subject matter expertise (SME) to the team and support GSC CLM QC team in reviewing and checking CDD profiles in accordance with the Group Policy to effectively manage financial crime risk, escalating where appropriate to FC.Work closely with ASP and Global CLM QA team for best practice sharing and learning, to ensure a consistent CDD standard is followed in HBCN GPB CDD process. Evaluate and escalate common policy deficiencies identified during quality assurance, and proactively raise MSII where applicable. Evaluate impact of new regulatory / internal requirements and provide timely feedback.Ensure implementation and adherence to audit and compliance requirements and proactively highlight potential issues to the management.Ensure accurate MI reporting.Provide input on business requirement and support on UAT where new system or process is introduced.Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Client Lifecycle Management Associate - CN GPB CLM NFR UTILITY.
Principal responsibilities
Responsible for GPB CDD (Customer Due Diligence) QA for HBCN GPB Customers, to ensure the adherence to LoBP requirement on QA sampling and quality assurance review requirement. Work with BFCR/FC/GPB CLM QA team and other compliance functions for CDD, AML, FATCA, CRS and Sanctions LoBP, undertaking QA for CDD process in accordance with the HSBC Global Standard and the relevant laws and local policies, processes procedures. To provide support to the team so that GSC CLM QC team is performed in an efficient, accurate and professional manner, and in accordance to relevant policiesAct as a GPB CDD subject matter expertise (SME) to the team and support GSC CLM QC team in reviewing and checking CDD profiles in accordance with the Group Policy to effectively manage financial crime risk, escalating where appropriate to FC.Work closely with ASP and Global CLM QA team for best practice sharing and learning, to ensure a consistent CDD standard is followed in HBCN GPB CDD process. Evaluate and escalate common policy deficiencies identified during quality assurance, and proactively raise MSII where applicable. Evaluate impact of new regulatory / internal requirements and provide timely feedback.Ensure implementation and adherence to audit and compliance requirements and proactively highlight potential issues to the management.Ensure accurate MI reporting.Provide input on business requirement and support on UAT where new system or process is introduced.Excellent understanding of KYC, financial crime regulatory environment, and AML risk implications, 3-5 years of CDD/KYC experiences is preferred.Experience in CDD and risk management field, and proven ability to support the development of the business activities while robustly applying risk management disciplines and controls.Ability to build relationships by communicating and working effectively with SMEs across the whole department, compliance and business users.Proven analytical skills with a strong attention to detail.Can apply strong critical thinking and active judgment to understand customer profile and follow KYC processes and procedures. Excellent communication skills.Strong ability to prioritize and manage conflicting demands and ability to assess stakeholder needs and showing resilience under pressure.Ability to handle crisis situations and take appropriate / timely decisions.Ability to work well under pressure with high degree of accuracy. Self-driven/ self-motivated.Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritised.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Excellent understanding of KYC, financial crime regulatory environment, and AML risk implications, 3-5 years of CDD/KYC experiences is preferred.Experience in CDD and risk management field, and proven ability to support the development of the business activities while robustly applying risk management disciplines and controls.Ability to build relationships by communicating and working effectively with SMEs across the whole department, compliance and business users.Proven analytical skills with a strong attention to detail.Can apply strong critical thinking and active judgment to understand customer profile and follow KYC processes and procedures. Excellent communication skills.Strong ability to prioritize and manage conflicting demands and ability to assess stakeholder needs and showing resilience under pressure.Ability to handle crisis situations and take appropriate / timely decisions.Ability to work well under pressure with high degree of accuracy. Self-driven/ self-motivated.Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritised.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.