Compliance and Audit ManagerPosted 2 hours agoPennsylvania, United StatesAttractive PackageJob Reference: 37186
A highly regarded Gambling business is launching online and looking to hire a consummate professional in Compliance.

Reports To: Senior Manager of Compliance and Operations
Location: Hybrid (2 days per week in Philadelphia office)

Role Summary:
The Compliance Audit Manager is responsible for conducting in-depth audits across multiple operational areas, ensuring accuracy, compliance, and financial integrity. This role requires meticulous attention to detail, strong analytical skills, and the ability to collaborate cross-functionally to drive process improvements. The ideal candidate will have experience in compliance, risk management, or auditing within the gaming or financial services industry.

Essential Duties & Responsibilities: Conduct daily, weekly, and monthly audits across key operational areas, ensuring compliance and identifying potential issues proactively. Including but not limited to: Anti-Money Laundering (AML) reports, covering various deposit and withdrawal thresholds, frequent transaction patterns, and other indicators of risk, escalating findings as needed. Geolocation compliance reports, including proxy betting, autoblocks, and perimeter breaches, escalating anomalies and flagged trends. Marketing promotions and discretionary bonuses to verify adherence to pre-approved terms, eligibility criteria, and execution accuracy. Responsible gaming (RG) patterns and player activity, identifying concerning behaviors, analyzing engagement with responsible gaming tools, and ensuring appropriate interventions and escalations are conducted. Large jackpots, W2Gs, and taxable events, ensuring accurate reporting and regulatory adherence. Change management audits, ensuring that release notes and system changes are properly documented, reviewed, and compliant with governance policies. Identify, document, and escalate variances or exceptions discovered during audits, recommending process improvements to enhance compliance and efficiency. Prepare comprehensive audit reports and communicate findings to senior management and relevant stakeholders. Maintain flexibility in audit processes, adapting to emerging business needs and regulatory changes by developing and refining audit topics and methodologies as required. Review payment reporting requirements to ensure compliance with regulatory and internal standards, escalating discrepancies where necessary.
Education, Qualifications & Experience: Bachelor’s degree in accounting, finance, business administration, or a related field. Minimum of 3 years of experience in auditing, compliance, risk management, or related fields. Experience in the gaming industry is highly preferred, or a related field (ie financial services). Strong analytical skills with the ability to interpret complex data and identify trends. Proficiency in Microsoft Excel and other data analysis tools. Excellent attention to detail and organizational skills. Strong communication skills with the ability to present findings clearly to non-technical stakeholders. Proven ability to work independently and manage multiple tasks in a fast-paced environment.
Preferred Experience: Experience conducting audits related to AML, responsible gaming, or geolocation compliance. Familiarity with casino operations, gaming regulations, and financial reporting requirements. Knowledge of working with SQL or other data query tools to support auditing and analysis. Previous experience collaborating with compliance, risk, and IT teams to enforce governance and policy controls. Experience in change management oversight, ensuring effective tracking and compliance of system releases and incident resolution.
Compensation & Benefits: Competitive salary based on experience. Comprehensive health, dental, and vision benefits. 401(k) with company match. Paid time off and holiday benefits. Professional development and career advancement opportunities.