Sao Paulo, Brazil
1 day ago
Compliance Executive Director - Global Wealth Management
Are you able to leverage your regulatory knowledge and Compliance experience to positively influence risk decisions and promote a strong culture of Compliance?
We're looking for someone who can:
• demonstrate strategic view and act as a business divisional Compliance subject matter expert and supports the business in ensuring effective management of consequential risks in their business division
• proactively identify value-added solutions and then develop and implement change initiatives, ensuring that processes, deliverables and responsibilities are fully aligned with strategic priorities
• participate in the business divisional governance, and internal and external audits
• provide business divisional management with controls, training, frameworks, information and insights required to perform their compliance management and supervisory responsibilities
• prepare and delivers proposals for the control, mitigation and remediation of compliance and non-financial risk issues arising out of the operations of the business division
• prepare concise, objective and accurate reports that provide insight into the business division’s risk profile and include interdisciplinary, holistic and systemic root cause analysis
• manage a Compliance team fostering a positive collaborative environment and establishing professional standards of behavior at all levels
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