About Benchmark

At Benchmark, we deliver award-winning, proprietary solutions that encompass regulatory, platform, and investment services. Our mission is to empower advisers at every stage of their journey—from efficiently starting and managing a financial advice business to accelerating growth and realizing value.

We stand by high-quality financial advisers, equipping them with our innovative technology and support services. Through our own Financial Advice business, we assist families in finding tailored solutions that align with their needs and aspirations, providing them with peace of mind. Our commitment to delivering higher-quality solutions simplifies the pathway for families to achieve and exceed their goals.

Ensuring positive client outcomes is paramount at Benchmark, with the client's interests central to our decision-making. The principles of Treating Customers Fairly are integral to our organization, underscoring our responsibility to care for all clients, especially those who may be more vulnerable.

The Base

You will be based at our Broadlands Business Campus, located near Horsham in West Sussex. Known for its high standards and international reputation, this countryside campus provides a unique working environment away from the urban bustle. We support our team with cutting-edge software and hardware, and our spacious facilities include an on-site restaurant, coffee shop, and gym. Commuters can enjoy a dedicated shuttle bus that runs regularly to and from Horsham’s mainline train station.

What You'll Do

Key Activities Responsibilities

You will support the Portfolio Management team through the following activities:

Conduct regulatory monitoring with a primary focus on FCA regulations, internal standards, and fair outcomes for clients.Collaborate with the Compliance Manager to develop and track the Compliance Monitoring Plan.Create Terms of Reference/Scope documents for assigned reviews, conducting fact-finding to identify key risks and controls for inclusion.Deliver concise written reports summarizing findings, along with actionable recommendations for addressing identified weaknesses.Provide verbal feedback on review findings to operational areas, including senior management when necessary.Ensure thoroughness in evidence gathering and maintain accurate records of testing, clearly linking findings to conclusions.Monitor and report on remedial actions and guide management in implementing necessary improvements.Generate regular management information (MI) reports and summaries of reviews/findings for senior management analysis.Act as the Lead Monitoring Officer, managing reviews and coordinating activities of other Compliance team members.Maintain up-to-date CPD records to demonstrate ongoing development and enhancement of skills and knowledge.Assist team members and provide coverage as needed, as directed by the Compliance Manager.Undertake additional tasks, including ad-hoc projects as requested by the Compliance Manager.

The Knowledge, Experience, and Qualifications You Need

Experience in Compliance Monitoring or Audit, including knowledge of compliance monitoring tools and techniques and strong interviewing skills.Solid understanding of retail investments, savings, and pensions.In-depth knowledge of relevant FCA rules and their interpretation/application.Exceptional interpersonal and communication skills with the ability to build rapport and establish strong relationships with key stakeholders.Effective planning and analytical skills.Familiarity with the Platform or Investment Industry and the associated regulations is a clear advantage.CISI IOC Level 3 qualified (or equivalent) or nearing completion.Proficient in IT, including Excel, Word, PowerPoint, MS Project, or equivalent tools.Proven ability to deliver results in a timely and professional manner.Excellent communication skills: verbal, written, and presentation.Strong organizational skills.

What You'll Be Like

A promoter of Treating Customers Fairly principles, actively upholding your responsibility for client care.Highly motivated, flexible, and adaptable.A collaborative team player with a cooperative approach.Passionate about continuous personal and process improvement.Capable of motivating and working effectively with others.Possessing a positive outlook on work and activities.Delivery-oriented and solution-focused.

We're Looking for the Best, Whoever They Are

Our purpose is to provide excellent investment performance through active management. We believe that a diversity of thought, fostered by an inclusive culture, enables better decision-making and helps us achieve our goals more effectively. Inclusion and diversity are strategic priorities for Benchmark, and we are proud to be an equal opportunities employer. You are welcome here, irrespective of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background, or any other protected characteristics.

About Benchmark

At Benchmark, we deliver award-winning, proprietary solutions that encompass regulatory, platform, and investment services. Our mission is to empower advisers at every stage of their journey—from efficiently starting and managing a financial advice business to accelerating growth and realizing value.

We stand by high-quality financial advisers, equipping them with our innovative technology and support services. Through our own Financial Advice business, we assist families in finding tailored solutions that align with their needs and aspirations, providing them with peace of mind. Our commitment to delivering higher-quality solutions simplifies the pathway for families to achieve and exceed their goals.

Ensuring positive client outcomes is paramount at Benchmark, with the client's interests central to our decision-making. The principles of Treating Customers Fairly are integral to our organization, underscoring our responsibility to care for all clients, especially those who may be more vulnerable.

The Base

You will be based at our Broadlands Business Campus, located near Horsham in West Sussex. Known for its high standards and international reputation, this countryside campus provides a unique working environment away from the urban bustle. We support our team with cutting-edge software and hardware, and our spacious facilities include an on-site restaurant, coffee shop, and gym. Commuters can enjoy a dedicated shuttle bus that runs regularly to and from Horsham’s mainline train station.

What You'll Do

Key Activities Responsibilities

You will support the Portfolio Management team through the following activities:

Conduct regulatory monitoring with a primary focus on FCA regulations, internal standards, and fair outcomes for clients.Collaborate with the Compliance Manager to develop and track the Compliance Monitoring Plan.Create Terms of Reference/Scope documents for assigned reviews, conducting fact-finding to identify key risks and controls for inclusion.Deliver concise written reports summarizing findings, along with actionable recommendations for addressing identified weaknesses.Provide verbal feedback on review findings to operational areas, including senior management when necessary.Ensure thoroughness in evidence gathering and maintain accurate records of testing, clearly linking findings to conclusions.Monitor and report on remedial actions and guide management in implementing necessary improvements.Generate regular management information (MI) reports and summaries of reviews/findings for senior management analysis.Act as the Lead Monitoring Officer, managing reviews and coordinating activities of other Compliance team members.Maintain up-to-date CPD records to demonstrate ongoing development and enhancement of skills and knowledge.Assist team members and provide coverage as needed, as directed by the Compliance Manager.Undertake additional tasks, including ad-hoc projects as requested by the Compliance Manager.

The Knowledge, Experience, and Qualifications You Need

Experience in Compliance Monitoring or Audit, including knowledge of compliance monitoring tools and techniques and strong interviewing skills.Solid understanding of retail investments, savings, and pensions.In-depth knowledge of relevant FCA rules and their interpretation/application.Exceptional interpersonal and communication skills with the ability to build rapport and establish strong relationships with key stakeholders.Effective planning and analytical skills.Familiarity with the Platform or Investment Industry and the associated regulations is a clear advantage.CISI IOC Level 3 qualified (or equivalent) or nearing completion.Proficient in IT, including Excel, Word, PowerPoint, MS Project, or equivalent tools.Proven ability to deliver results in a timely and professional manner.Excellent communication skills: verbal, written, and presentation.Strong organizational skills.

What You'll Be Like

A promoter of Treating Customers Fairly principles, actively upholding your responsibility for client care.Highly motivated, flexible, and adaptable.A collaborative team player with a cooperative approach.Passionate about continuous personal and process improvement.Capable of motivating and working effectively with others.Possessing a positive outlook on work and activities.Delivery-oriented and solution-focused.

We're Looking for the Best, Whoever They Are

Our purpose is to provide excellent investment performance through active management. We believe that a diversity of thought, fostered by an inclusive culture, enables better decision-making and helps us achieve our goals more effectively. Inclusion and diversity are strategic priorities for Benchmark, and we are proud to be an equal opportunities employer. You are welcome here, irrespective of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background, or any other protected characteristics.