Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm.  Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States.

The Opportunity:

FIL is searching for an experienced Compliance professional to join our Compliance team as an Officer in Dublin, Ireland. As a Compliance Officer, you will help ensure the Firm and its employees are in demonstrable compliance with applicable regulations. You will be part of a small and extremely collaborative team which prides itself in producing high quality work at all times.  You will report to the Chief Compliance Officer. 

The Day-to-Day:

Provide advice to the business on appropriateness and effectiveness of controls in place and the application of regulations and guidance to the business activities of the FirmHelp develop the Compliance Framework and Compliance Plan, including leading development and implementationAdvise on regulatory implications for new business initiatives, ensuring that relevant compliance considerations and resulting risks, are part of the processPerform compliance monitoring and testing in accordance with the Compliance Monitoring Plan and Firm Risk frameworkConduct annual reviews and updates to our suite of policies and procedures ensuring adherence to relevant laws and regulationsTailor processes and procedures to take account of local laws and regulations while remaining aligned to group policesPrepare and deliver reports to governance Committees, support Board reportingRepresent FIL Compliance at project meetings and other business initiatives to help to ensure successful regulatory and business outcomesPromote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staffStay informed about the legislative and regulatory landscape including EU and Irish guidance, consultation papers and thematic reviews, attending industry seminarsMonitor, analyse and interpret regulatory changes which affect the business and perform gap analysis on those regulations, delivering the result to Senior ManagementEngage with FIL Senior Management on regulatory matters, providing oversight, challenge, guidance, and supportHelp with certain aspects of regulatory reporting for both our company and its branches in other European jurisdictionsPerform ad-hoc compliance tasks as reasonably directed by the Head of Compliance

Your Qualifications:

Bachelor/Master degree with minimum of 4 years of experience in a Compliance/2nd line role within a regulated firmKnowledge of CSSF, CBI laws, regulations and practicesKnowledge of CAA laws, regulations and practices an advantageExperience leading or assisting to lead a Compliance ProgrammeDegree educatedExperience collaborating with Senior Management in a multi-jurisdiction enterpriseFluent in English, French, Dutch, and/or Danish language skills a considerable advantage

Your Benefits:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Luxembourg align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidaysEnhanced maternity pay package with 26 weeks’ top up to full base pay for eligible employees$10,000* fertility, hormonal health and family-forming benefitA retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base payMonthly gym subsidy of up to €50 per monthEmployee Assistance Program and other emotional wellbeing servicesA collaborative working environment that practices ongoing training, educational support and employee appreciation events

*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS LUXEMBOURG IS AN EQUAL OPPORTUNITY EMPLOYER