Compliance Operations Analyst – Entry Level
PrincePerelson & Associates
**Regulatory Analyst – Entry Level**
Salt Lake City, UT – Onsite
_Must reside in commutable distance to Salt Lake City, Utah_
$47-55K
Are you a detail-driven professional interested in financial compliance and global regulations? We’re hiring an **Entry-Level Regulatory Analyst** to support client onboarding and regulatory checks for an international financial services firm.
This is a great opportunity for someone who enjoys reviewing documentation, working cross-functionally, and navigating regulatory frameworks in a high-volume, fast-paced environment.
**What You’ll Be Doing:**
• Reviewing client data and legal documentation to support onboarding and regulatory review processes.
• Verifying compliance with U.S. and international regulations (including Dodd-Frank, EMIR, and others).
• Partnering with internal teams across legal, compliance, and sales to manage onboarding requirements.
• Managing data quality and documentation for both new and existing institutional clients.
• Supporting initiatives related to new regulatory rollouts and procedural updates.
• Assisting with system and process improvements alongside tech and operations teams.
**What You’ll Need:**
• Bachelor’s degree (required).
• Strong written and verbal communication skills.
• Comfort handling complex information with a high degree of accuracy.
• Ability to prioritize in a dynamic, deadline-driven environment.
• Professionalism in working with cross-functional teams and external stakeholders.
• Familiarity with Microsoft Office and data platforms.
**Bonus Points For:**
• Prior experience in compliance, onboarding, client service, or financial operations.
• Exposure to regulatory topics like KYC, AML, or Dodd-Frank.
• Analytical mindset with an eye for process improvement.
**Why You’ll Love It:**
• Gain hands-on experience with global regulations and client operations.
• Collaborate with teams across legal, tech, and compliance.
• Competitive hourly pay with overtime potential.
• Join a global organization with long-term career opportunities.
If you’re reliable, organized, and ready to grow in the financial industry, we’d love to connect. Apply now to learn more!
_PrincePerelson & Associates is an Equal Opportunity Employer and we do not discriminate against applicants due to race, color, religion, sex, national origin, age, disability, genetics, veteran status, or on the basis of disability or any other federal, state or local protected class. All applicants applying for U.S. job openings must be authorized to work in the United States_ .
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