Bring your expertise to JPMorgan Chase.  As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Risk Management Lead Vice President covering the Futures and Options (F&O) and Futures Commission Merchant (FCM) lines of business (LOBs), you will provide regulatory compliance guidance and support to the FCM businesses, including F&O agency execution and Clearing along with adjacent functions such as operations, finance, control, technology, risk, on-boarding, product development, treasury and business management.  You will also work closely with other LOBs across the firm on cross-product initiatives.  Additionally, you will partner with other Compliance and Legal teams on assessing and measuring compliance and related risks and developing common standards and practices.

Job Responsibilities

Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. Create, update and maintain Compliance policies, bulletins and manuals on an ongoing basis.  Provide day-to-day guidance on execution, and sales practices, registrations/licensing, supervisory duties, conflicts, regulatory reporting obligations, operational matters, and other general FCM regulatory requirements. Partner with colleagues in the Legal Department on rule interpretations, analyzing the impact of new regulations, and assist the FCM in implementing such rules and regulations. Review new and amended business and customer initiatives for compliance with regulatory requirements. Perform compliance reviews and risk assessments, advice on development and implementation of enhanced controls. Develop and conduct ad hoc, ongoing, and annual training. Establish and maintain open and effective relationships with regulators including the Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), exchanges, clearinghouses and other regulators. Assist in preparing information and responses to regulatory examinations, investigations, inquiries, and data and information requests.  Participate in relevant industry association committees and initiatives. Attend business meetings and control forums.

Required qualifications, capabilities, and skills

Experience in drafting compliance policies, bulletins, and manuals. Comprehensive understanding of exchanges, clearinghouses, and marketplaces. Strong interpersonal and influencing skills. Proven ability to communicate effectively at all levels both verbally and in writing. Capable of operating comfortably within a complex organizational structure. Excellent business judgment and problem-solving skills. Self-starter with the aptitude to initiate action, adapt to change, make difficult decisions, and accept challenging assignments. Work effectively both in a team environment and independently.  Manage complex tasks simultaneously in a deadline-intensive, dynamic, fast-paced environment. Bachelor’s degree with 4+ years of experience.

Preferred qualifications, capabilities, and skills

Experience with a law firm, regulator, investment bank, broker, or market participant. Masters’ or Law degree.