• Do you have a compliance, controls, investigations and/or audit background with solid experience in the wealth management industry?
• Are you able to assist the Front Line Origination Units on matters/queries related to AML, KYC, SOW and SOW Corroboration.
• Are you familiar with SEBI and RBI requirements in areas of investment suitability and AML KYC ?
• Are you able to evaluate, interpret and challenge complex information carefully?
• Are you trustworthy in maintaining high business standards, while driving the business forward?
• Do you know how to organize and prioritize your work to meet key deadlines?
• Are you able to challenge colleagues in a constructive way?
• Are you a self-starter within initiative, able to own and drive complex projects, while keeping management informed of regular progress?
We are looking for a high caliber individual with these qualities to be part of our Global Wealth Management (GWM) Front Line Support in Airoli, Mumbai.