This role provides an excellent opportunity to apply your critical thinking and problem-solving skills in a dynamic and challenging environment. As a CTPO (Corporate Third Party Oversight) Legal Entity Broker - Senior Associate within our global team, you will collaborate with regional stakeholders and global teams to ensure compliance with the Legal Entity, firmwide governance framework, and regulatory requirements. Your role will involve contributing to process enhancements to strengthen the overall control environment, and you will strive to mitigate risk proactively through effective governance.

Job responsibilities

Manage, monitor and track a pipeline of Inter Affiliate and Third party Risk assessments compliance to the internal policies and regulatory requirements Monitor through various reports, tools, and system research for all services associated with the Inter Affiliate and Third Party Risk assessment lifecycle Prepare and report performance metrics Understand all risks and issues and be able to explain the significance of the risk to the business representative and other key stakeholders Update the appropriate systems and maintain documentation in accordance with all policies and procedures Actively contribute to continuous improvement initiatives with focus on operational efficiency Provide support to key stakeholders to continue to enhance and develop a collaborative approach within the oversight model

Required qualifications, skills and capabilities

Minimum 5 years’ experience (in financial services or related industries), for Senior Associate including 2 years Team management experience Strong analytical skills and attention to detail Proactive approach to problem solving, taking ownership of issues and having the determination to follow things through Excellent communication and interpersonal skills; ability to interact with business partners independently; ability to adjust communication style to the audience Ability to deliver independently and as a part of the team; team player Flexible attitude in dealing with multiple tasks and the level of change inherent in processes Strong organizational and time/ priorities management skills Sound business judgment, particularly the ability to proactively identify and address issues early, performing root cause analysis to develop long term solutions Practical knowledge of automation solutions and workflow tools (for example Alteryx, UiPath etc.)