ID de la solicitud: 217750

Rango Salarial:   -  

El rango salarial indicado es solamente una guía. El salario ofrecido puede variar dependiendo de toda una serie de factores, que incluyen entre otros los conocimientos, experiencias y habilidades relevantes del candidato seleccionado.

 

Únase a un equipo ganador con un propósito claro, comprometido con el logro de resultados en una cultura inclusiva y de alto desempeño.

Senior Analyst Enhanced Due Diligence Unit Canada - AML Operations

L 6.1

Schedule Monday to Friday 8:30am - 5:30pm / Saturdays 4 hours upon request

Purpose 

Contributes to the overall success of the Enhanced Due Diligence Unit for Canadian Banking (EDDU CB) to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures while achieving client experience standards required by the Bank. According to the needs and assignments from Global Operations, the EDDU Sr. Analyst can perform EDD cases for Canadian Banking and International Banking, all the business lines applicable, if regulatory and mandatory requirements and documents allow it

Accountabilities 

• Champion a customer-centric culture to deepen customer relationships and leverage the Bank's broader relationships, systems, and knowledge.

• Ensures effective and efficient operations of the Enhanced Due Diligence Unit with adherence to day-to-day business controls.

• Maintaining proper records and audit trail of due diligence activity and disposition actions for all the cases.

• Prioritizing all requests for information, establishing response times and escalating requests as required

• Providing guidance and input to the Enhanced Due Diligence teams regarding specific cases on an as needed/escalation basis

• Monitoring case service levels and escalate to the Manager, as needed.

• Report unusual transactions or activities as soon as possible and in accordance with documented protocols.

• Conduct a thorough analysis to support a reasoned and accurate assessment of the case at hand and recommend retention, risk mitigation controls, or termination of customer relationships.

• Contribute to stakeholder discussions on individual cases by leveraging superior communication and problem-solving skills to guide case discussions, as needed.

• Achieve optimal levels of service and quality by promptly managing assigned cases and ensuring that the breadth and depth of review activities are in line with the client's risk profile and in accordance with documented standards

• Achieving optimum service levels by promptly managing specialized and complex assigned cases and ensuring the breadth and depth of case review activities are commensurate with the risk profile of the client and in accordance with the Enterprise Wide Anti-Money Laundering & Anti-Terrorist Financing Policy and associated written procedures

• Actively identifying opportunities for process and system improvements, and participate as appropriate in the implementation process

• Identify and share emerging risk factors and trends that may impact AML, Fraud and Credit Risk exposure

• Contribute to the development of typologies based on significant cases and Identify trends to improve service to Clients

• Respond promptly to requests and concerns from Partners, Security & Investigations, and other risk functions across the Scotiabank Group 

• Stay up to date on EDDU continuous improvements with a comprehensive understanding of the banks risk appetite and risk culture

• Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.

• Actively pursue effective and efficient operations in accordance with Scotiabank's Securities, code of conduct and Global Sales Principles, while ensuring the adequacy, compliance and effectiveness of day-to-day business controls to meet obligations with respect to operations, compliance, AML/FT/sanctions and risk of conduct.

• Champion a high-performance environment and contribute to an inclusive work environment.

• Support other AML-related activities and/or research, as needed, across all AML Operations functions.

 

Education / Experience 

University degree with a preferred minimum of 3 to 5 years of banking and/or operational experience.

• Certified Money Laundering Specialist, Certified Financial Crimes Specialist or an equivalent designation is an asset.

• Knowledge of the main local and international AML/AFT regulations and the regulatory framework for reporting.

• Proven experience in problem solving and critical thinking with strong organizational and time management skills.

• Good analytical skills to make rational and logical interpretations and determine whether there are grounds for suspicion or EDD, at times with limited information. 

• Solid knowledge of local and major international AML/ATF regulations and regulatory reporting framework.

• Ability to build strong cross-functional business relationships.

• Ability to identify and implement continuous improvement initiatives to drive operational efficiency without compromising compliance requirements.

• Problem solving skills to deal with complex operational issues.

Ubicación(s):  República Dominicana : Santo Domingo : Santo Domingo Este || República Dominicana : Santo Domingo : Santo Domingo Norte || República Dominicana : Santo Domingo : Santo Domingo Oeste
 

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