Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Conduct and Compliance

Management Level

Associate

Job Description & Summary

A career in our Anti Money Laundering practice, within Regulatory Response and Remediation services, will provide you with the opportunity to help organisations build resilience and embed regulatory compliance into their operating models by improving processes, technology, and data. We develop strategies that help business leaders and their board use regulation as a strategy enhancement, support ongoing regulatory efficiency, and provide confidence in their regulatory response.

Our team helps organisations to harness technology to create effective, efficient, and sustainable Anti Money Laundering programmes. As part of our team, you’ll help with vulnerability assessments, compliance programme evaluations, and gap analyses to assist clients in reducing their money laundering and sanctions exposure.

Job Description AML KYC Associate

Competency Risk Consulting (CR&R)

Skill AML KYC

Job Overview

Experience Range: From 1 year to 5 years

Positional Requirement/Responsibilities
End to end KYC knowledge of different sets of clients

Designation – Associate
Preferred Knowledge
• Review new and existing customer accounts and verify their identities
• Assess the risks associated with customers or products
• Complete KYC onboarding for the new and pre-existing customers (KYC Refresh) by reviewing
client documentation, vendor databases, and data entered into proprietary
• Develop knowledge of AML/BSA-related regulations
• Performing data quality review of KYCs for completeness, including ensuring all appropriate
information is contained in the KYC to meet all regulatory, legal, bank, and audit
requirements
• Other project work assigned within the scope of AML/KYC Business Quality
• Perform the required KYC screening on new clients by documenting and corroborating the
information obtained on the client as required by the procedures utilizing a variety of
independent research sources
• Analyze Client data, documentation, and negative news in order to determine the Client Risk
Profile as established under the procedures

• Collaborate with the client team worldwide on global requests
• Maintain detailed records on clients for second-level review
• Track and report all documentation breaks
• Liaise with Clients, Front Office, Credit, Legal, and Operations as necessary as part of the KYC
process

Required Qualifications & Capabilities
• Experience in compliance or related position
• Familiarity with the firm's internal systems and processes or similar processes at other
institutions
• Self-starter, capable of working under minimum supervision
• Exceptional research and analytical skills with the ability to analyze large amounts of data,
decipher higher risk attributes (transactional, geographical, product, customer type, etc.),
and
develop well-reasoned recommendations
• Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
• Strong documentation skills to clearly articulate alert disposition
• Adherence to controls and standard
Professional & Educational Background
• Bachelor’s Degree in Commerce, Computer Science, or equivalent is preferred. A full-time
master’s degree/equivalent is an added bonus.
Additional Information
• Collaborating with leadership to deliver client engagements and associated outputs,
supporting the team in day-to-day client management, project management, and the
development of high-quality client deliverables.
• Emphasizing the ability to build solid and collaborative relationships with team members and
also taking initiative to build relationships with client stakeholders.
• Excellent written and verbal communication skills

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Emotional Regulation, Empathy, Ethics Training {+ 25 more}

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date