Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Conduct and Compliance

Management Level

Senior Associate

Job Description & Summary

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.

Focused on relationships, you are building meaningful client connections, and learning how to manage and inspire others. Navigating increasingly complex situations, you are growing your personal brand, deepening technical expertise and awareness of your strengths. You are expected to anticipate the needs of your teams and clients, and to deliver quality. Embracing increased ambiguity, you are comfortable when the path forward isn’t clear, you ask questions, and you use these moments as opportunities to grow.

Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to:

Respond effectively to the diverse perspectives, needs, and feelings of others.Use a broad range of tools, methodologies and techniques to generate new ideas and solve problems.Use critical thinking to break down complex concepts.Understand the broader objectives of your project or role and how your work fits into the overall strategy.Develop a deeper understanding of the business context and how it is changing.Use reflection to develop self awareness, enhance strengths and address development areas.Interpret data to inform insights and recommendations.Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements.

Job Overview
Experience Range: From 1 year to 9 years

Positional Requirement/Responsibilities
End to end KYC knowledge of different sets of clients

Designation – Senior Associate
Preferred Knowledge
• Review new and existing customer accounts and verify their identities
• Assess the risks associated with customers or products
• Complete KYC onboarding for the new and pre-existing customers (KYC Refresh) by reviewing
client documentation, vendor databases, and data entered into proprietary
• Develop knowledge of AML/BSA-related regulations
• Performing data quality review of KYCs for completeness, including ensuring all appropriate
information is contained in the KYC to meet all regulatory, legal, bank, and audit
requirements
• Other project work assigned within the scope of AML/KYC Business Quality
• Perform the required KYC screening on new clients by documenting and corroborating the
information obtained on the client as required by the procedures utilizing a variety of
independent research sources
• Analyze Client data, documentation, and negative news in order to determine the Client Risk
Profile as established under the procedures

• Collaborate with the client team worldwide on global requests
• Maintain detailed records on clients for second-level review
• Track and report all documentation breaks
• Liaise with Clients, Front Office, Credit, Legal, and Operations as necessary as part of the KYC
process

Required Qualifications & Capabilities
• Experience in compliance or related position
• Familiarity with the firm's internal systems and processes or similar processes at other
institutions
• Self-starter, capable of working under minimum supervision
• Exceptional research and analytical skills with the ability to analyze large amounts of data,
decipher higher risk attributes (transactional, geographical, product, customer type, etc.),
and
develop well-reasoned recommendations
• Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
• Strong documentation skills to clearly articulate alert disposition
• Adherence to controls and standard
Professional & Educational Background
• Bachelor’s Degree in Commerce, Computer Science, or equivalent is preferred. A full-time
master’s degree/equivalent is an added bonus.
Additional Information
• Collaborating with leadership to deliver client engagements and associated outputs,
supporting the team in day-to-day client management, project management, and the
development of high-quality client deliverables.
• Emphasizing the ability to build solid and collaborative relationships with team members and
also taking initiative to build relationships with client stakeholders.
• Excellent written and verbal communication skills

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Creativity, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Embracing Change {+ 30 more}

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date