Do you have proven experience in executing and supporting assurance reviews or audits, identifying complex financial crime risks and agreeing improvements to processes? Can you clearly communicate risks and issues to senior and executive management? You will:
• Ensure effective execution of Consolidated Supervision requirements over UBS affiliates under FINMA AML Ordinance (AML–O 6), as part of an annual program of detailed on-site or remote location reviews and cross-jurisdictional thematic reviews
• Work with colleagues in Financial Crime Prevention Risk, Group Internal Audit, and with other stakeholders to execute review activities that target financial crime control processes
• Assess and analyze complex data from multiple sources to draw insightful conclusions and identify risk concentrations
• Report results to stakeholders on issues and concerns identified; and maintain strong working relationships with remediation owners across UBS to ensure that agreed actions are appropriately tracked and implemented
• Advise on best practices and improvement opportunities for more effective financial crime remediation
• Represent the team, as part of a wider Assurance function, to senior stakeholders in compliance and across the business and participate in global Assurance programs and activities
International travel will be required as part of this role and you should be comfortable with working in a wide variety of locations.