Introductory market language

Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers

Job Summary

As a Fund Servicing Specialist - Depositary Investment Compliance within our Depositary Services Team, you will be responsible for monitoring exceptions to investment restrictions and building robust compliance rules. You will ensure regulatory adherence for our clients based in EMEA locations. Your role will involve investigating all investment guideline/regulatory exceptions and recommending a course of action based on your findings. You will strive to constantly improve the quality of work delivered to the client and provide solutions to reduce the number of false exceptions/violations. This role provides an opportunity to work in a dynamic, deadline-promoten environment where your strong analytical skills, proficiency with computers, and 'can do' attitude will be highly valued.

Job Responsibilities

Investigate all investment guideline/regulatory exceptions to assist the client in the resolution process. Recommend a course of action based on the investigation to assist the fund managers to take corrective action.  Improve the quality of work to the client in terms of better recommendations and providing industry best standard for breach analysis. Provide solutions to reduce the number of false exceptions/violations  

Required qualifications, capabilities and skills 

At least 2 years or more in Banking / Financial services industry or with accounting firm Knowledge of financial instruments and their accounting treatment Knowledge of Mutual Fund regulations ; UCITS , AIFMD  Ability to work in a deadline driven environment  Client focused  Strong analytical skills