Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Risk

Management Level

Senior Associate

Job Description & Summary

A career within Internal Audit services, will provide you with an opportunity to gain an understanding of an organisation’s objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping organisations look deeper and see further considering areas like culture and behaviours to help improve and embed controls. In short, we seek to address the right risks and ultimately add value to their organisation.

*Why PWC

At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us.At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firm’s growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. "

Job Description & Summary:

1.Assist in conducting Compliance Quality Assessment Review and support Manager in identifying areas for improvement and implementing corrective actions.
2.Assist in drafting and reviewing regulatory policies and ensure  policies are up-to-date and reflect current regulatory requirements.
3.Support the Manager in leading compliance gap assessment projects and assist in developing action plans to address identified gaps.
4.Conducting Compliance Risk Assessment and Testing.
5.Ensure timely dissemination of regulatory circulars to clients and provide actionable insights and guidance based on the circulars.
6.Preparation and updating of compliance registers.
7.Overseeing regulatory reporting processes.
Ensure compliance with reporting requirements and timely submission of reports.
8.Development of compliance manuals and frameworks for clients.
9.Support the implementation of compliance automation tools and technologies.
10.Assist in the implementation process for new regulatory circulars and ensure clients' compliance with new requirements and provide necessary support.
11. Assist in other compliance-related projects such as due diligence,  process improvement etc

Responsibilities:

Worked with a NBFCs/ Banks/ SFBs in the Compliance/Secretarial department for 4-6 years, familiar with RBI Regulations /SEBI regulations for AIF/AMC/Listed Entities & Companies Act.Similar experience in Consulting Firm

Mandatory skill sets:

 Compliance Risk Assessment and TestingCompliance Quality Assessment Review

Preferred skill sets:

 Compliance Risk Assessment and TestingCompliance Quality Assessment Review

Years of experience required:

4+

Education qualification:

CS/CA/MBA

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required: Chartered Accountant Diploma, Master of Business Administration

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Compliance Assessments, Quality Assurance Review, Risk Assessments

Optional Skills

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Available for Work Visa Sponsorship?

Government Clearance Required?

Job Posting End Date