In this exciting and high profile role, you will support senior management by ensuring the effectiveness of internal controls over financial and regulatory reporting. The internal controls function within the Commercial & Investment Bank (CIB) Controller’s group further enhances the overall control framework for external reporting and will complement other internal control functions including Finance Control, Risk Management, Audit and Compliance.

This is a great opportunity where you can make an immediate impact in the CIB  Controller’s group.  You will use your knowledge of the Sarbanes Oxley Act of 2002 (SOX) and Federal Reserve’s Comprehensive Capital Analysis and Review (CCAR) to supplement the team’s value with a focus on improving the control environment and the overall quality of external reporting.  

As an Internal Controls Associate, you will assess high risk areas and perform control reviews in order to assess the overall quality of the external reporting and control environment. 

Job responsibilities

Analyzing critical CIB and wholesale lending metrics and performing detailed risk and control assessments to identify areas requiring detailed testing Preparing analysis and slides for quarterly presentations to support CIB senior management’s CCAR and SOX attestations Staying current with evolving industry and regulatory changes and analyzing impact to external reporting process and compliance Reviewing critical reporting logic for various schedules/line items to ensure appropriateness (fit for purpose)  Meeting frequently with Audit and SOX teams to ensure proper coverage and eliminate duplication of efforts Assisting with and supporting regulatory exams and annual external audits

Required qualifications, capabilities, and skills

Bachelor's degree  Experience in Auditing, Accounting, Internal Control, Wholesale Lending and/or External Reporting a plus Proficiency in all MS Office tools (Excel, Pivot Tables, PowerPoint)

Preferred qualifications, capabilities, and skills

CPA or equivalent professional degree (Masters in Accounting/Finance/Business/Economics) Knowledge of Regulatory/SEC reporting, including but not limited to 10K, FR Y-14Q, Y-9C, CECL and related requirements a plus