About this role:

Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. Learn more about the career areas and lines of business at wellsfargojobs.com.

As a part of Wells Fargo's second line of defense and Independent Risk Management team, Independent Testing covers jobs responsible for the development and design of methodologies and standards for review activities. This ensures performing effective and appropriate testing, validation, and documentation of review activities for risks and controls according to standards and other applicable policies.

In this role, you will:

Lead complex initiatives executing moderate to high risk or complex review activities and engagements in a matrixed environmentCommunicate emerging risks with broad impact and act as key participant in large scale planning for Independent TestingDevelop and design methodologies and standards for review activities across the enterprise in alignment with the risk management frameworkReview and research complex development and design of methodologies and standards for review activities companywide in alignment with the risk management frameworkEnsure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks and controlsMake decisions in complex situations requiring solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiativesCollaborate and consult with Audit, Legal, external agencies, and regulatory bodies to resolve risk related topicsLead project teams and mentor individuals

Required Qualifications:

5+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

Ability to communicate effectively, in both written and verbal formats, with senior executive level leaders.Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint).Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations.Knowledge or prior regulatory compliance testing or review experience.Knowledge of regulatory compliance requirements in financial industry.Strong ability to research, trend, and analyze data.Strong critical thinking and analytical skills with high attention to detail and accuracy.Big Four/super regional public accounting firm with experience in business process, regulatory, or IT audit and/or business process, regulatory, advisory/consulting service.Experience supporting SOX/COSO, Regulatory Exams (Domestic and Int’l), Audits, or other control related assessments.Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk.Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary.

One or more of the following certifications is desired:

Certified Anti-Money Laundering Specialist (CAMS)Certified Information Systems Auditor (CISA)Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Regulatory Compliance Manager (CRCM)Certified Risk and Compliance Management Professional (CRCMP)

Job Expectations:

This position offers a hybrid work schedule.No relocation assistance is provided for this job.Ability to work at one of the approved locations in the job posting.Ability to travel up to 5%.

Posting Locations:

401 S. Tryon Street - Charlotte, NC

600 S. 4th Street - Minneapolis, MN

2801 Market St, F & L Bldg - St. Louis, MO

800 S. Jordan Creek Pkwy - West Des Moines, IA

1150 W. Washington Street - Tempe, AZ

250 E. John Carpenter Freeway - Irving, TX

Pay Range
 

Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.

$111,100.00 - $197,500.00

Benefits

Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.

Health benefits401(k) PlanPaid time offDisability benefitsLife insurance, critical illness insurance, and accident insuranceParental leaveCritical caregiving leaveDiscounts and savingsCommuter benefitsTuition reimbursementScholarships for dependent childrenAdoption reimbursement

Posting End Date:

15 Jan 2025

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

 

Wells Fargo maintains a drug free workplace.  Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.