Job Family:
Quality Assurance Auditor
Travel Required:
Clearance Required:
As a Lead Quality Auditor of the CQA Team, you will be part of a high-performing team who are passionate about regulatory compliance in the cryptocurrency industry. You will help businesses achieve operational excellence in a compliant manner by providing insights through ongoing quality assurance reviews.
What You Will Do:
Execute a risk-based Quality Assurance (“QA”) Program focused on AML alerts investigations, SAR/no SAR decision and filings CDD, EDD, PEP/sanctions screening, rejected/blocked transactions reporting, and other compliance workstreams.
Adhere to a cadence of QA reviews for each in-scope functions/activities, standard QA workflow, and sampling approach.
Follow established weighting calculation/scoring methodology for material findings and quality issues.
Provide enhancement ideas to team leads on QA checklists, instructions, and workpaper templates.
Complete QA reviews with objective conclusions, detail results, and factual evidence.
Draft metrics-driven QA reports with insights and recommendations to business stakeholders.
Store all QA workpapers in a central repository and track recommended corrective actions.
Assist in creating clear and concise reporting of the QA Program health and identified issues/themes to senior management as needed.
Cultivate a trusted relationship with business partners through collaborating on procedural and process enhancements.
Monitor and stay current with BSA/AML regulatory requirements, industry developments, and best practices.
Continuously add value through effective project management and efficient execution.
What You Will Need:
Working knowledge of QA, Audit, or Compliance Testing programs across a diverse range of financial services/products
3+ years hands-on experience in working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and sanctions)
Familiarity with BSA/AML laws, regulations, and rules for financial services/products
Track record of delivering work outcome to budget and meeting quality standards
Good written/verbal communication, critical thinking, and problem-solving skills
Highly-motivated, analytical, organized, innovative, and adaptive
Multi-tasking ability, team-oriented, and a self-starter
Exceptional work ethic and flexibility to work extended hours to meet deadlines, when necessary
Ability to work with limited direction from management when situations occur
Intermediate to advanced level in PowerPoint/Google Slides and Excel/Google Sheets
What Would Be Nice To Have:
Experience with and/or keen interest in cryptocurrency
Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
Experience with or previous exposure to financial services regulators or Big 4 accounting firms
Professional certifications (e.g. CAMS, CFCS, CFE, and CRCM)
B.A./B.S. degree in business, finance, and other related fields
#LI-ML1
The annual salary range for this position is €29,000.00-€48,000.00. Compensation decisions depend on a wide range of factors, including but not limited to skill sets, experience and training, security clearances, licensure and certifications, and other business and organizational needs.
What We Offer:
Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Benefits include:
Personal and professional growth opportunities
Hybrid work model
3 Additional Annual vacation days
New and innovative office space
Multicultural and young contemporary teams
Private health insurance and various discounts
About Guidehouse
Guidehouse is an Equal Employment Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.
Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.