At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone.

It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030.

And to get there, we need ambitious people who believe in playing an important part in shaping that future. People seeking unmatched career and personal growth opportunities, who are driven to work with, and learn from some of the most inspiring and supportive leaders in the business.

Sound like you? Then read on.

About the Role

Responsible for ensuring compliance in the execution of investment activities

Personal Dealing compliance monitoring

Administer the Personal Dealing Standard/policy which includes but not restricted to : -

Review of broker account statements.

Review of monthly personal trading transactions.

Investigate any Personal Dealing breaches.

Perform, or support, the role of the Personal Dealing monitoring tool system administrator.

Electronic Communication Surveillance Monitoring

Review alerts generate from the surveillance system

Conduct investigation for potential market abuse alerts

Prepare incident report to senior management in the even of market abuse concluded upon investigation

Annual Investment Compliance Plan

To perform or carry out monitoring and assurance activities of our clients based on the annual Investment Compliance Plan

To ensure all monitoring activities performed are documented and supported.

Quality Assurance Assessment (QAA)

Carry out QAA based on annual plan prepared by GIRC

Conduct review of monitoring and assurance activities conducted by LBUs / AMCs, on a risk based approach

Prepare QAA report and provide recommendation on any findings / improvement areas

Ad-hoc activities:

Participate in ad-hoc team projects related to Investment Risk and Compliance reporting, initiatives and projects.

Job Requirement

Degree holder in Accounting, Finance, Economics or Business Management with a minimum of 6 years’ experience in investment compliance or related field.

Solid understanding of financial instruments

Hands on experience in conducting monitoring and assurance activities

Understanding of derivatives and private assets will be an advantage.

Knowledge of investment compliance framework, processes and systems.

Strong presentation and reporting skills. 

Good communication skills

A highly articulate and consultative approach.

Technology savvy and detail oriented.

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.