San Francisco, California, USA
6 days ago
Manager, Market Supervision
Overview Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Manager, Trading Official to join the Surveillance & Investigations team within NYSE Regulation. NYSE Regulation’s mission is to, among other things, protect investors and the integrity of the markets by investigating potential misconduct and enforcing the rules of the NYSE equities and options exchanges as well as the federal securities laws. The Manager, Trading Official performs a critical role in the day-to-day operation and oversight of the NYSE Arca Options Trading Floor in San Francisco, CA. The Manager supervises a team of trading officials that is instrumental in maintaining a fair and orderly marketplace while protecting customer interest, monitoring the trading crowd, and enforcing NYSE Arca rules of priority. The Manager is versed in rules and regulations applicable to floor trading and takes action in accordance with the Trading Official Manual. The Manager's daily responsibilities also include reviewing and appropriately responding to any unusual trading activity on the NYSE Arca floor. Responsibilities Manage a staff of trading officials who oversee trading activity on the NYSE Arca Options trading floor Monitor the activity of floor brokers and crowd participants to ensure that trades are consummated accurately and expediently Ensure the integrity of orders that reside on the NYSE Arca Options consolidated order book Manage the trading official staff including creating and retaining accurate records of their assignments Ensure floor market participants are in compliance with trading floor rules including, but not limited to, NYSE Arca Rule 6-Options Trading Monitor trading issues and escalate to supervisors as necessary Act as the liaison between the trading floor community and the NYSE Arca trade support desk and NYSE Regulation staff in New York Ensure that a proper and orderly trading floor environment is always maintained Ensure that trading posts are appropriately staffed during trading hours Review all Unusual Activity Reports Use various systems including Pillar, TDM and TOP and maintain and update applicable filters and settings within the trading official workstation Knowledge and Experience Experience with options trading required; prior experience on a trading floor strongly preferred Bachelor's degree preferred Schedule This role offers work from home flexibility of one day per week. California Base Salary Range The expected base salary for this role if located in California is between $120,000 - $170,000. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status. #LI-RS1 #LI-Hybrid
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