Sydney, New South Wales, Australia
7 hours ago
Manager, Regulatory Compliance Advisory

Some career choices have more impact than others.

At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.

As an HSBC employee in Australia, you’ll have access to tailored professional development opportunities, competitive pay, an embedded flexible working culture and a range of employee benefits. These include market-leading subsidised private health cover, enhanced parental pay and support when returning to work, subsidised banking products and services, bonus leave days and wellness programmes including discounted gym memberships.

Compliance Advisory for Australia New Zealand (ANZ) is responsible for ensuring that HSBC’s operations in ANZ are effective in identifying, managing and mitigating Regulatory Compliance risks and ensuring timely advice is provided to the business, including Wholesale, Markets, Wealth, and Personal Banking.

This role has no direct or indirect reports.

Key Responsibilities

Support the lines of businesses to maintain an effective control framework and to ensure compliance with all relevant external laws, regulations, internal policies, good market practices and industry standards.Provide advisory services to the lines of businesses to ensure clear understanding of compliance risk exposure when launching new and materially changed products.Support the Head of Advisory to represent the compliance agenda to report on progress, operational effectiveness of policies, processes, systems and controls.Assist senior team members in managing relationships with relevant regulators and other colleague on material compliance related matters.Responsible for second line governance of regulatory compliance risk exposures and act as an independent trust advisor in governance forums.Articulate the regulatory compliance risks for AUH, acting as a key member of the compliance advisory team in relation to regulatory complianceEnsuring timely advice is provided to the lines of business across Markets, Securities Services, Commercial Banking and Global Banking.Understand the challenges and objectives of the line of business, assess the regulations in relation to this, and provide appropriate advice and support to the line of business, considering objectives of the regulation with a commercial mindset.
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