Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?

We’re looking for a market supervisory officer to:

• drive initiatives related to sales supervision, compliance and business risk, including implementation and education
coach the supervisory team, provide training on supervisory tools, new compliance bulletins and operational procedures
manage review of various supervision processes to ensure appropriate review has occurred and sustainable processes are in place
• support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
• partner with Compliance on all compliance matters, including providing input to policy and supporting communication of policies
• partner with branches in the Branch Review process, visit branches and develop action plans for those with failed audits.
• examine market audit results and develop action plans based on trends.
• coach and manage the use of the Branch Self-Assessment process by branches
• address systemic supervisory and emerging business issues, escalating as required
• develop and implement training on supervisory tools, new compliance bulletins and operational procedures

Detailed salary information :
• Seattle: the salary range for this role is $110000 to $157000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.