Description We are offering an exciting opportunity for a Paralegal in the Financial Services industry, situated in Emeryville, California. The successful candidate will play a critical role in our team, focusing on supporting corporate governance, SEC filings, and maintaining company records. Responsibilities: • Support the preparation and filing of SEC regulatory filings, including forms such as 10-Ks, 10-Qs, 8-Ks, and proxy statements. • Assist attorneys in maintaining corporate good standing and governance of entities. • Conduct legal research as needed and assist in responding to internal and external auditor requests. • Participate in government relations activities and monitor developments in industry regulatory working groups. • Assist in maintaining corporate governance, including preparation of board meeting minutes, agendas, and other meeting materials. • Support the preparation of Insurance Holding Company Act regulatory filings and other state insurance regulatory filings. • Monitor ongoing compliance with NASDAQ listing requirements. • Assist in the preparation of due diligence documents and responses for corporate transactions. • Monitor and report on new, or changes to existing, Federal and state laws and regulations that may impact the company or its business activities. • Support attorneys in the administration of the company’s equity incentive plans. Requirements • Bachelor's degree in Law, Finance, or a related field • Proven experience in a paralegal role within the Financial Services industry • Proficiency in SEC Financial Reporting and Securities Law • Familiarity with the Securities and Exchange Commission (SEC) procedures and regulations • In-depth knowledge of Securities Regulation and Public Company Reporting • Understanding of Corporate Governance principles and Regulatory Law • Experience in preparing and submitting Regulatory Filings and Regulatory Reporting • Ability to prepare and review forms such as Form 10-K, Form 10-Q, and Form 8-K • Experience in preparing Annual Proxy Statements and Proxy Statements • Excellent verbal and written communication skills • Strong organizational skills and meticulous attention to detail • Ability to work independently and as part of a team • Proficiency in using legal research software • High ethical standards and professional integrity. Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information. © 2025 Robert Half. Robert Half is not a law firm and does not provide legal representation. Robert Half project lawyers do not constitute a law firm among themselves. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/us/en/terms) .