Paraplanner
Progeny
Paraplanner
DescriptionAs a Paraplanner (internally known as Financial Planning Technician), you will provide recommendations, financial analysis, technical and research support to the Financial Planners to deliver excellent client service and outcomes. You will act as a point of contact for clients and deal effectively with their queries, as well as preparing client files for review meetings and occasionally, if necessary, attending review meetings with Planners.
\nYou will be passionate about client care and dedicated to excellence, with an appetite for learning and personal growth and a willingness to support and champion others.
Key Responsibilities\nTo provide support, technical research, recommendations and financial analysis to the Financial Planners in order to provide our clients with excellent service and outcomes.\nIdentify and discuss areas for planning with the Financial Planner.\nUndertake relevant research to identify suitable solutions to meet a client’s specific objectives.\nPrepare relevant documentation and comparisons for review.\nPrepare draft suitability letters to be discussed and signed. \nWhen instructed, ensure changes to a client’s investment portfolio are made, and made accurately and promptly.\nAct as a point of contact and deal effectively with client queries. \nPrepare existing client files ready for reviews.\nIf appropriate, attend client meetings with Planners.\nTo provide support to our firm’s Financial Planners in completing non-client facing tasks involved in preparing and administering any recommendations being made to a client. \nMaintain sufficient CPD records in alignment with the firm’s Training and Competence Plan.\nStatements of Principle & Code of Practice and the relevant rules from the FCA at all times.\n
Skills, Knowledge and Expertise\nLevel 4 Diploma in Financial Planning.\nExperience in a financial planning technician or paraplanning gained within a financial planning firm.\nExperience using a range of provider products, services, and capabilities.\nKnowledge of key areas of financial planning and advice – including investment planning, pre/at retirements planning, personal and business protection, and estate planning.\nKnowledge and understanding of FCA suitability requirements.\nExcellent attention to detail. \nAbility to interpret complex planning into clear, concise, and personalised reports. \nStrong report writing skills with a clear understanding of styles, grammar, punctuation, avoidance of jargon and an understanding of the audience. \n
Department: Operations
Employment Type: Full Time
Location: Nottingham, UK (22a The Ropewalk)
DescriptionAs a Paraplanner (internally known as Financial Planning Technician), you will provide recommendations, financial analysis, technical and research support to the Financial Planners to deliver excellent client service and outcomes. You will act as a point of contact for clients and deal effectively with their queries, as well as preparing client files for review meetings and occasionally, if necessary, attending review meetings with Planners.
\nYou will be passionate about client care and dedicated to excellence, with an appetite for learning and personal growth and a willingness to support and champion others.
Key Responsibilities\nTo provide support, technical research, recommendations and financial analysis to the Financial Planners in order to provide our clients with excellent service and outcomes.\nIdentify and discuss areas for planning with the Financial Planner.\nUndertake relevant research to identify suitable solutions to meet a client’s specific objectives.\nPrepare relevant documentation and comparisons for review.\nPrepare draft suitability letters to be discussed and signed. \nWhen instructed, ensure changes to a client’s investment portfolio are made, and made accurately and promptly.\nAct as a point of contact and deal effectively with client queries. \nPrepare existing client files ready for reviews.\nIf appropriate, attend client meetings with Planners.\nTo provide support to our firm’s Financial Planners in completing non-client facing tasks involved in preparing and administering any recommendations being made to a client. \nMaintain sufficient CPD records in alignment with the firm’s Training and Competence Plan.\nStatements of Principle & Code of Practice and the relevant rules from the FCA at all times.\n
Skills, Knowledge and Expertise\nLevel 4 Diploma in Financial Planning.\nExperience in a financial planning technician or paraplanning gained within a financial planning firm.\nExperience using a range of provider products, services, and capabilities.\nKnowledge of key areas of financial planning and advice – including investment planning, pre/at retirements planning, personal and business protection, and estate planning.\nKnowledge and understanding of FCA suitability requirements.\nExcellent attention to detail. \nAbility to interpret complex planning into clear, concise, and personalised reports. \nStrong report writing skills with a clear understanding of styles, grammar, punctuation, avoidance of jargon and an understanding of the audience. \n
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