Regulatory Compliance Oversight, Conduct and Framework Manager - AMH CMBGBM COMPLIANCE ADVISOR
HSBC
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Regulatory Compliance Oversight, Conduct and Framework Manager - AMH CMBGBM COMPLIANCE ADVISOR
Principal responsibilities
Effectively support Risk Stewards by ensuring effective risk management and reporting oversight framework is in place. Improve the level of awareness and understanding of Compliance to better meet needs of stakeholders. Act as liaison and coordination point, providing advice and support on RC risks and Risk Strategy to senior management, Compliance and other colleagues.Maintain and develop positive and professional working relationships across Compliance, and with key stakeholders including Operational Risk and Assurance. Ensure timely disclosure of relevant information, in relation to financial crime, and regulatory compliance related matters.Ensure that positive relationships are maintained with other external stakeholders relevant to the compliance agenda. Perform ad-hoc tasks effectively.Leadership and Teamwork
Team player supporting the development and implementation of enhancements to risk and governance frameworks.Support the establishment of a strategy for the sharing Compliance knowledge and best practice.Communicate effectively re-enforcing knowledge of key information related to risk management and frameworks, policies and procedures. Helps provide project management support on compliance-related projects and initiatives, as requested, to ensure they progress toward a common goal in alignment with agreed timelines.Provides assistance across ASP RSOG when necessary/requested.Operational Effectiveness and Control
Excellent knoweldge of Operational Risk Management framework and Enterprise Risk Management framework.Support the framework for the effective risk-based monitoring of the implementation, embedding and monitoring of Regulatory Compliance risks related policies and controls.
Confirm your E-mail: Send Email
All Jobs from HSBC