Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Regulatory Operations team to partner with the Business.

As an Associate within the Regulatory Controls team, you will be responsible for providing central oversight, governance and advocating the adoption of the various regulations such as MiFID II, EMIR, CFTC, HKMA, ESG etc. operating model and adherence to the Global Control framework across Lines of Business. This Control Associate role is based in India and is a part of a regulatory and control team that is spread across EMEA and North America. This role provides a breadth and depth of visibility across the Asset and Wealth Management function with extensive cross functional and cross business exposure, along with the opportunity to creatively problem solve on a broad scale. Candidate will partner extensively with the Lines of businesses, Legal, Compliance, Audit and Technology.

Job Responsibilities

Drive the design, delivery and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment.Drive the execution of Control activities within the Operations Regulatory Reporting spaceProvide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in placeProduct ownership of applications used for implementing Control processesConduct trainings and roadshowsFacilitate and lead periodic calls with cross line of business, cross regional stakeholders Conduct deep dive on aspects of the Regulatory Reporting Controls environmentPlan and report status of ongoing projects and tasks to senior management. Identify, mitigate and resolve risk and issues across teams, ensuring escalations to the right levels where requiredManage stakeholder expectations effectively, facilitate decision-making by providing right level of information and timely escalation when required.

Required qualifications, capabilities and skills:

Minimum 6 – 8 years of total experience Understanding of Regulatory Reporting obligation for regulations such as MiFID II, CFTC,  EMIR, HKMA, MAS, ESGUnderstanding of OTC derivative products such as SWAPS, Options, Futures & Forwards.Significant knowledge of operational processes and controls, with ability to access the risk, controls and quality assurance functionsPrior experience in Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficialGood understanding of the EMEA & NA regulatory environmentGood Microsoft Office skills – Excel, Word and PowerPointCapacity to think laterally and convey an understanding of the big picture