Our Regulatory consulting team helps firms deliver on a wide range of internal audit and advisory engagements in the financial services sector, covering areas such as financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.
At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.
RESPONSIBILITIES:
Assisting on a wide range of engagements and taking part in on-site client visits (with the potential for international travel), interviews, document review and contribution to report development and writing. Client engagements may include, but are not limited to;Article 32 and regulatory investigations;Regulatory due diligence;Risk reviews;Governance reviews;Regulatory remediation projects; andRetail/conduct reviews.Assisting with the drafting of compliance documentation for clients (manuals and procedures, templates, risk assessments etc);Assisting with ad hoc regulatory advice and solutions;Liaising with clients and maintaining client relationships;Provision of compliance monitoring services;Contributing to the design and implementation of compliance frameworks;Assisting with client proposals; andContributing to articles, client alerts and organisation of client events.REQUIREMENTS:
Experience of at least 2 to 3 years within the finance industry or a Big 4 firm/mid tier accounting firm.Team player with the ability to use own initiative and provide prompt practical services to clients.Clear, logical thought process, able to arrive at and make decisions and articulate these clearly. Exceptional oral and written communication skills.Experienced with Microsoft applications including Word and PowerPoint.Numerical proficiency.About Kroll
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com.
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