A Career with Hang Seng Bank
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.
Investments and Wealth Solutions - Investment Platforms and Operations
Hang Seng's Investments and Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-worth to mass segments across channels to capture opportunity under different market scenarios. We play a distributor role to source investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client journey design and implementation. We distribute investment funds managed by top tier fund managers covering different types of funds, across regions and asset classes. A wide range of structured products with underlying linked to equities, FX rates, interest rates, investment funds, etc. are offered for investors to pursue different investment objectives. We also offer fixed income instrumentsand certificates of deposit to customers who look for regular coupon payment. Besides, we have securities services covering exchange traded equities in local and overseas markets offered through a wide variety of trading channels. Margin trading services covering FX and securities, and investment financing service provides extra liquidity and purchasing power to cater for investment needs from sophisticated investors.
We are seeking a high caliber to join us as Senior Business Risk and Compliance Manager.
Principal Responsibilties
Establish and maintain an effective risk and control framework for Investment and Wealth Solutions. Conduct regular and ad-hoc reviews to ensure that controls are in place and implemented effectivelyServe as the secretary for business risk governance meetings, representing the business by presenting risk issues and reportingKeep abreast of relevant group guidelines as well as regulatory requirement and identify their impacts and necessary controls on the business processesLead and provide business risk and compliance support to Investment business to ensure compliance with the relevant laws, rules, codes, regulations and guidelines set by regulators and HSBC Group (the “Group”) Work with business teams and risk stewards to perform gap analysis on regulatory circulars/surveys and the Group’s policy and governance frameworkAct as the key liaison with different businesses and functions on internal/ external audit/ regulatory/ compliance reviews and articulate the findings and recommendations to managementPropose and implement quality enhancement and control strengthening initiatives in response to the review findings, business initiatives, regulatory update and Group policies updateEnsure appropriate governance and execution plans are in place, and articulate and report the progress update of respective reviews for management and risk oversight