Are you looking for a supportive and collaborative workplace with great benefits and clear career development? You’ve come to the right place.

Why choose Manulife?

Competitive Salary packages and performance bonuses

Day 1 HMO + FREE coverage for your dependents (inclusive of same-sex partners)

Retirement savings benefit

Rewarding culture that values wellness and well-being

Performance Bonus

Global network of industry experts

Extensive training resources

Job Description:

We’re looking for a Senior Compliance Analyst  (L4) to join our team at MBPS. In this role, you will report to the Compliance Manager and will be expected to perform analysis of testing results and provide feedback to resolve discrepancies. In addition, you are expected to oversee the review and certification of compliance policies and operational procedures.

Have the skills and knowledge for the job? Learn more about the opening below!

Key Responsibilities:

Negative News Searches: Conduct negative news searches and reviews on key service providers, including sub-advisers.

Quarterly Reporting: Prepare quarterly board reporting materials related to sub-advisers.

Data Management: Save trial balances, portfolio holdings, broker statements, and Diligence Vault reports. Complete the monthly Fund of Fund concentration comparison, spreadsheets, and run duration reports using PowerBI.

Compliance Support: Support the Investment Compliance team in researching and resolving daily warnings/alerts in the CRD system for selected post-trade automated compliance tests.

Annual Certifications: Initiate the annual process of distributing compliance policies and desktop procedures certifications for review and certification by subject matter experts within each Business Unit.

Required Qualifications:

Bachelor’s Degree holder

Excellent analytical and problem-solving skills.

Proficiency in Microsoft Excel and other relevant software.

Detail-oriented and able to handle multiple tasks simultaneously

Preferred Qualifications:

3+ years of experience in the financial services industry / investment advisory industry.

Working knowledge of investments, asset management, and mutual fund business.

Prior knowledge of (US/CA/EMEA) compliance rules and regulations a plus

Let's make every day better together. Learn about our opportunities at JOBS.MANULIFE.COM

 

About Manulife and John Hancock

Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.

Manulife is an Equal Opportunity Employer

At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact recruitment@manulife.com.

Working Arrangement