Job Summary

Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments.

Job Description

What is the opportunity?

The Sr. Compliance Officer is a key member of the Compliance team and supports the goals of the Compliance Department and RBC Bank.

This Compliance Officer works with management to ensure the institution’s regulatory compliance with federal, state, and local banking laws. They also assist all functional departments in achieving strategic goals by conducting oversight monitoring and testing of regulatory requirements.

What will you do?

Assist with the execution of the compliance monitoring program – includes reviewing regulatory-required disclosures and documents, policies, procedures, and training material; conducting interviews with personnel as needed, and evaluating first line controls.  Accurately assesses the state of compliance during reviews and interviews.  Properly track exceptions observed in monitoring and testing in Archer for issue management remediation.Prepare summary reports to convey results of compliance monitoring, which are shared with senior and executive management.Maintain adequate records and evidence of monitoring results.Provide support to business units implementing changes in response to internal audit, regulatory examination, and compliance monitoring findings.

What do you need to succeed?

Must-have

5+ years working in a banking or financial services environment.3+ years working in a compliance role.Pre-existing knowledge of consumer banking regulations and/or capacity to develop knowledge within a short period of time.

Nice-to-have

CRCM

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefitsContinued opportunities for career advancementWorld-class sales training, coaching, and development opportunitiesSupport from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and trainingOpportunity to achieve great success and grow your career with RBC

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

8081 ARCO CORPORATE DRIVE:RALEIGH

City:

Raleigh

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

LAW AND COMPLIANCE

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-09-10

Application Deadline:

2024-10-09

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
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We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.