As for the regulatory affairs management in INBB as below listed relates to the wide engage with NFRA, CSRC, PBOC as well as relevant industry associations due to two kinds of granted licenses in insurance intermediary and fund sales business.

We are currently seeking an experienced professional to join our team.

In this role, you will:

I. Regulatory Affairs Management

· Establish and maintain regulatory affairs and RC governance-related policies and guidelines.

· Support line manager to ensure all regulatory-related tasks of INBB such as surveys, meetings and on-site/off-site visits or inspections as well as diversified ad-hoc inquiry, reports required by regulators are properly managed in a cooperative, proactive and responsive manner.

· Support INBB Senior Management in managing the regulatory relationship in compliance with applicable regulations, protect the good reputation of PINB, avoid regulatory sanctions in the course of conducing insurance/fund sales business in China.

· Proactive engagement with the regulators to support material strategic and business development of INBB that need regulators’ administrative authorization.

· Manage the routine regulatory filings and regular submissions to ensure that the company’s implementation is in comply with regulatory supervision request.

II. RC Governance Oversight

· Deliver an effective reporting and oversight capability, where deemed necessary, country level which enables the functions to deliver oversight to relevant governance committees.

· In collaboration with other teams within Compliance, develop and maintain the risk steward view of the effectiveness of the compliance risk framework, support thematic review and risk monitoring around the branches by collaboration with network compliance team and ensure that this view is communicated consistently to relevant risk governance meetings.

· Support line manager to oversee compliance/regulatory risk.

· Oversight and management of risk appetite reporting and provision of comprehensive analysis and insightful commentary to senior management and through governance up to and including Risk Management Meetings and Boards.

· Development, implementation and ongoing management of the risk appetite framework, including methodologies and processes.

As for the regulatory affairs management in INBB as below listed relates to the wide engage with NFRA, CSRC, PBOC as well as relevant industry associations due to two kinds of granted licenses in insurance intermediary and fund sales business.

We are currently seeking an experienced professional to join our team.

In this role, you will:

I. Regulatory Affairs Management

· Establish and maintain regulatory affairs and RC governance-related policies and guidelines.

· Support line manager to ensure all regulatory-related tasks of INBB such as surveys, meetings and on-site/off-site visits or inspections as well as diversified ad-hoc inquiry, reports required by regulators are properly managed in a cooperative, proactive and responsive manner.

· Support INBB Senior Management in managing the regulatory relationship in compliance with applicable regulations, protect the good reputation of PINB, avoid regulatory sanctions in the course of conducing insurance/fund sales business in China.

· Proactive engagement with the regulators to support material strategic and business development of INBB that need regulators’ administrative authorization.

· Manage the routine regulatory filings and regular submissions to ensure that the company’s implementation is in comply with regulatory supervision request.

II. RC Governance Oversight

· Deliver an effective reporting and oversight capability, where deemed necessary, country level which enables the functions to deliver oversight to relevant governance committees.

· In collaboration with other teams within Compliance, develop and maintain the risk steward view of the effectiveness of the compliance risk framework, support thematic review and risk monitoring around the branches by collaboration with network compliance team and ensure that this view is communicated consistently to relevant risk governance meetings.

· Support line manager to oversee compliance/regulatory risk.

· Oversight and management of risk appetite reporting and provision of comprehensive analysis and insightful commentary to senior management and through governance up to and including Risk Management Meetings and Boards.

· Development, implementation and ongoing management of the risk appetite framework, including methodologies and processes.

To be successful in the role, you should meet the following requirements:

· At least 10 years working experience as compliance staff at life insurance or insurance intermediary company, with well understanding on insurance related regulation and compliance risk management.

· Any working experience in the entities regulated by CSRC, especially fund house/fund sales company to demonstate the experience with CSRC engagement and understanding of relevant fund sales regulations and compliance risk management would be preferred.

· Exposure to demanding operational environments to gain insight into the most effective compliance management applications

· Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.

· Experience of leading and coordinating a sizeable team.

· Excellent communication and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;

· Right judgment about the local regulatory requirements and good business vision and decision-making capability.

· Specialist knowledge in Insurance, Wealth, capital market and related regulations in Mainland China.

· Excellent communication skills to foster a good relation with the local regulators and the business lines and other functions.

· Understand and interpret complex business requirements, and ability to apply entrepreneurial and commercial thinking to make robust/tough recommendation which may be contrary to the business wishes

· Ability to form effective relationships and achieve influence at the most middle level in the organization, and to drive changes;

· Demonstrated ability to assess Compliance trends, both internally and externally;

· Proven ability to prioritize competing demands;

· Excellent command of spoken and written English and Chinese, with bachelor’s degree or equivalent;

· Leadship and management ability.

You’ll achieve more when you join HSBC.

https://www.hsbcbroker.com.cn

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. /JZ

Issued by HSBC Insurance Brokerage Company Limited

To be successful in the role, you should meet the following requirements:

· At least 10 years working experience as compliance staff at life insurance or insurance intermediary company, with well understanding on insurance related regulation and compliance risk management.

· Any working experience in the entities regulated by CSRC, especially fund house/fund sales company to demonstate the experience with CSRC engagement and understanding of relevant fund sales regulations and compliance risk management would be preferred.

· Exposure to demanding operational environments to gain insight into the most effective compliance management applications

· Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.

· Experience of leading and coordinating a sizeable team.

· Excellent communication and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;

· Right judgment about the local regulatory requirements and good business vision and decision-making capability.

· Specialist knowledge in Insurance, Wealth, capital market and related regulations in Mainland China.

· Excellent communication skills to foster a good relation with the local regulators and the business lines and other functions.

· Understand and interpret complex business requirements, and ability to apply entrepreneurial and commercial thinking to make robust/tough recommendation which may be contrary to the business wishes

· Ability to form effective relationships and achieve influence at the most middle level in the organization, and to drive changes;

· Demonstrated ability to assess Compliance trends, both internally and externally;

· Proven ability to prioritize competing demands;

· Excellent command of spoken and written English and Chinese, with bachelor’s degree or equivalent;

· Leadship and management ability.

You’ll achieve more when you join HSBC.

https://www.hsbcbroker.com.cn

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. /JZ

Issued by HSBC Insurance Brokerage Company Limited