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Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager Global Insurance and Partnerships.
Principal Responsibilities
Act as risk steward in respect of regulatory compliance risks, reviewing and challenging and requiredProvide advice in order to ensure clear understanding of compliance risks of the business including with respect to customers, distribution and products to assist senior management decision making and meeting their strategic objectivesAssess the regulatory compliance risks of Insurance’s products, distribution arrangements, services and activitiesSupport the Head of Compliance to contribute to regular Compliance and Management Information reports, including reporting to the Global Insurance Risk Management MeetingIdentify training needs and support compliance training as required, developing and maintaining tools and initiatives for initial and on-going compliance trainingAssist with quality tracking and performance management of more junior team members