About this role:

Wells Fargo is seeking a Senior Securities Operations Representative.

In this role, you will:

Perform a variety of operational tasks for complex securities or process extensive knowledge of systemsProvide ideas for improving or implementing processesPerform moderately complex duties such as processing, researching inquires and reconciling transactionsReview time sensitive documentsProvide training or work direction to less experienced staffAddress compliance and corporate governance issues for the departmentLead or participate in projectsCollaborate and consult with peers, colleagues and managers to resolve issues and achieve goalsInteract with internal customersReceive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

4+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, education
 

Desired Qualifications:

Subject matter Expert experienceNon voice and processing experience in BPO/Contact Center financial campaign or Financial services industryLooking for dynamic, detail oriented and proactive group of individuals who can perform variety of operational tasks for moderately complex securities or cash related transactions and processes that require general knowledge.Preferred background in securities operations (e.g trade processing, trade booking, brokerage services, derivatives, fixed income, etc)Wiling to work on permanent night shift schedule that follow US holidaysAmenable to 100% onsite reporting in Five/Neo Building 31st Street Bonifacio Global Taguig City

Job Expectations:

The Senior Securities Operations Representative position is within the Advisory Maintenance and Setup department of Wells Fargo Advisors.

The Advisory Maintenance and Setup team is responsible for the processing of Service requests coming from all sub firms (sales channels) that utilize the Wells Fargo Advisory programs – depending on the product type (Financial Advisor – Client directed programs, Mutual Fund programs or Separately managed account programs. This includes the establishment of new accounts, maintenance of existing accounts, trade facilitation for certain products, account terminations, and ongoing billing of accounts.

The team is not responsible for brokerage account opening but more on adding specific Advisory programs to the retail/brokerage account handled by individual FA or CA.

Posting End Date: 

28 Feb 2025

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

 

Wells Fargo maintains a drug free workplace.  Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.