We are looking for a Senior Trade Surveillance Analyst in an individual contributor role with experience in the following:
• Performing automated and manual market conduct surveillance activities across Investment Bank and Wealth Management division.
• Analyzing instances of potentially suspicious activities flagged by our systems.
• Engaging with business stakeholders on the market conduct-related escalations and other matters.
• Driving continuous process improvements and contributing to strategic projects and automation/optimization initiatives.
• Conducting information barrier trade surveillance for firm, customer, and employee personal account dealing (PAD) Monitor the flow of material nonpublic information (MNPI) to detect potential breaches of the firm's Information Barrier Policy, restricted list, and insider trading.
• This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.