**About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. **About the Role** Position Overview The Senior Compliance Analyst will support Wellington Management’s public investment & trading compliance program, focusing primarily on controls related to material non-public information (MNPI) and potential conflicts of interest. As the firm expands the asset classes, products and geographical footprint of its public and private investments businesses, a key responsibility of the role will be supporting the firm’s MNPI procedures and related controls and implementing enhancements where necessary. The Senior Compliance Analyst will be a member of the Legal, Compliance and Risk Group, report directly to the Global Head of the Public Markets Compliance and work closely with other compliance, legal and risk professionals, as well as investment and trading personnel. Responsibilities **The Senior Compliance Analyst’s primary responsibilities will include the following:** + Driving the continued evolution of firm’s policies, procedures and other controls relating to the intake, retention, and dissemination of non-public information in response to various growth initiatives + Collaborating with EMEA and APAC compliance colleagues and the broader Legal, Compliance and Risk Group to drive coordinated outcomes + Developing and maintaining collaborative partnerships with our investors and traders, as well as their managers + Providing regulatory risk management advice and support, including policies & procedures, controls, policy exceptions, regulatory rules, supervision, etc. + Reviewing regulatory developments and driving the evaluation of their impact on our firm + Recommending enhancements to supervisory processes, internal controls and internal testing + Responding to regulatory inquiries and examinations + Developing and conducting regulatory training, where appropriate Qualifications + 5+ years of compliance or asset management experience (experience supporting and/or monitoring information barriers and/or other controls is a plus) + Familiarity with the US Investment Advisers Act and/or other global rules and regulations applicable to asset managers and/or public capital markets + Ability to self-start and think creatively + Strong business judgment and global mindset + Ability to apply analytical and decision-making skills in a collaborative and fast-paced, growth-oriented environment + Ability to synthesize, condense and convey complex information to key stakeholders in clear, digestible, and simple terms + Ability to influence outcomes through collaboration and effective advice to the business + Strong written and oral communication skills + Highly organized and detail oriented with the ability to manage multiple initiatives simultaneously + Prior success identifying, developing/planning and implementing projects that mitigate risk and lead to improved and scalable workflows + Experience using data analysis tools and/or other technology solutions to strengthen internal controls is a plus Not sure you meet 100% of our qualifications? That’s ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds. _As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to_ _r_ _ace, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic_ _protected by applicable law_ _._ _If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at_ _GMWTalentOperations@wellington.com_ _._ At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry. We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is: USD 80,000 - 180,000 This range takes into account the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets; role; skills and experience; certifications; and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process. Base salary is only one component of Wellington’s total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence, paid holidays, volunteer, sick and vacation time) Tracing our history to 1928, Wellington Management is one of the world’s largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets under management. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients. We are committed to attracting a talented and diverse workforce, and to fostering an open, collaborative culture of inclusivity because we believe multiple perspectives lead to more informed investment and business decisions. As an Equal Opportunity Employer, we welcome people with diverse life experiences, fresh ideas, and specialized subject-matter expertise. For more information, please visit https://www.wellington.com/en/ (https://www.wellington.com/en/about-us)