Description We are offering a long term contract employment opportunity in the credit agencies industry at Fort Mill, South Carolina, for a Sr. Compliance Analyst. In this role, you will be a part of a team that oversees and supports registered representatives, ensuring compliance with industry standards and company policies. Responsibilities: • Review and approve account documentation to maintain compliance • Interpret and incorporate firm policies and procedures into daily processes • Identify potential sales practice concerns within team environments and initiate escalations • Review securities transactions for suitability via the trade blotter • Provide awareness across all departments of any investigations, escalations, or emerging risks involving advisors and OSJs • Serve as a signing delegate for the Branch Manager • Manage specific duties for the FRGIS Broker/Dealer • Perform supervisory and compliance functions for SEC registered RIA • Keep up to date with company and industry regulations • Lead investigations of questionable sales activity and work with the team on resolution Requirements • Minimum of 3 years of experience in a similar role within the credit agencies industry. • Proficiency in using compliance software tools. • Experience with Concur software is a must. • Knowledge of AML (Anti Money Laundering) policies and regulations. • Strong auditing skills to ensure adherence to compliance standards and regulations. • Exceptional communication skills to clearly convey compliance-related information and updates. • In-depth understanding and experience of compliance procedures and best practices. • Must possess Series 63 and Series 65 licenses. • Experience with annuities is highly desirable. Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information. © 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/us/en/terms) .